Michael C. Parke

MIKE PARKE INVESTMENT MANAGEMENT

Dickinson, ND 58601

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CRD#: 2530652

Professional summary

Michael Clare Parke, who also goes by Michael Parke, is a registered financial advisor currently at MIKE PARKE INVESTMENT MANAGEMENT, LLC located in Dickinson, North Dakota.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Michael has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Parke

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Michael C. Parke Management Services, Inc. This business is not investment related. The address is 148 3rd Avenue West Dickinson, ND 58601. The nature of the business is tax preparation. I am the president and sole owner. The two businesses are 100 percent owned by Michael C. Parke but there is no other relationship. During tax season I devote approximately 20 hours per week from February 15th through April 15th of which approximately two hours per week are during security trading hours. My duties are tax preparation.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Clare Parke's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 6, 2021 - Present

MIKE PARKE INVESTMENT MANAGEMENT, LLC

Office #1: 148 - 3rd Avenue West, Dickinson, ND 58601

RIA

CRD#: 113407

Dickinson, ND

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Dakota
(12/6/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/6/1994

Uniform Investment Adviser Law Examination

Current Firm

MIKE PARKE INVESTMENT MANAGEMENT, LLC

MICHAEL C. PARKE, CPA, CFP | PARKE, MICHAEL CLARE | MIKE PARKE INVESTMENT MANAGEMENT, LLC | MIKE PARKE INVESTMENT MANAGEMENT, LLC

CRD#: 113407 / SEC#: 801-71311

RIA

Registered Investment Advisory firm - (10/25/2011 Terminated)

North Dakota

Registered Investment Advisory firm - (10/19/2011 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

148 - 3rd Avenue West, Dickinson, ND 58601

Mailing Address

Phone number

(701) 483-4312

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	126
AUM (Assets Under Management)	$ 73,726,748

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael C. Parke

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Clare Parke's CRS (Customer Relationship Summary).

Certified licenses

Experience

MIKE PARKE INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/6/1994

Current Firm

MIKE PARKE INVESTMENT MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MIKE PARKE INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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