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Eza Ajao Gadson

CRD# 2526924·Registered 1994 - 2012
Previously Registered: Being a previously registered professional could mean that Eza is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Eza Ajao Gadson was a registered financial advisor. Eza was a previously registered financial professional and started their career in finance 1994 - 2012. Eza had worked at 5 firms and has passed the Series 63, Series 3 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

NAVIGATE ADVISORS·CRD# 128143
BD
Stamford, CT
April 15, 2009 - May 1, 2012
UBS SECURITIES LLC·CRD# 7654
BD
New York, NY
November 6, 2008 - March 17, 2009
UBS SECURITIES LLC·CRD# 7654
BD
Stamford, CT
August 10, 2004 - May 21, 2008
DEUTSCHE BANK SECURITIES INC.·CRD# 2525
BD
New York, NY
November 7, 2002 - August 11, 2004
GOLDMAN SACHS & CO. LLC·CRD# 361
BD
New York, NY
October 1, 1996 - January 1, 1998
GOLDMAN SACHS MONEY MARKETS, L.P.·CRD# 28613
BD
October 19, 1994 - October 1, 1996
GOLDMAN SACHS & CO. LLC·CRD# 361
BD
New York, NY
August 31, 1994 - October 14, 1994

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Current Firm

NA
NAVIGATE ADVISORS

FARM CREEK SECURITIES, LLC | NAVIGATE ADVISORS LLC | NAVIGATE ADVISORS

CRD#: 128143 / SEC#: 8-66098
BD
Terminated by SEC on 07/23/2013

Contact Information

Established

Connecticut since 05/12/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
PANAGROSSI, DAVID MICHAELMANAGING PARTNER / CEO / CCO2317860
GEORGE, KENNETH RONALDFINOP2643369

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2002About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Aug 2009About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Nov 2002About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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EG
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