David Michael Panagrossi
Professional Summary
David Michael Panagrossi is a registered financial advisor currently at CMG SECURITIES LLC located in San Ramon, California. David is registered as a RR (Registered Representative) and started their career in finance in 1993. David has worked at 10 firms and has passed the Series 63, Series 65, Series 79TO, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 14, Series 24, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
33 years in the financial services industry
Current & Past Employments
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Current Firm
CMG SECURITIES LLC
Contact Information
Main Address
3160 Crow Canyon Road Suite 404, San Ramon, CA 94583Mailing Address
3160 Crow Canyon Road Suite 404, San Ramon, CA 94583Phone Number
(415) 278-7727Established
California since 06/06/2017Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (4 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(5/1/2018)
(2/17/2022)
(7/16/2018)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Mar 2006Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Nov 2001About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Mar 2001About the Series 9 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view David Michael Panagrossi's CRS (Customer Relationship Summary).
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