Karthik Ramanathan
Professional summary
Karthik Ramanathan, who also goes by Karthik Subramaniam, is a registered financial professional currently at PAYDEN & RYGEL DISTRIBUTORS located in Los Angeles, California.
Karthik is registered as a RR (Registered Representative) and started their career in finance in 1994. Karthik has worked at 4 firms and has passed the Series 63, SIE, Series 6TO, Series 7, Series 3, Series 62 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Karthik Ramanathan's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 8, 2024 - Present
PAYDEN & RYGEL DISTRIBUTORS
Office #1: 333 South Grand Ave 39th Floor, Los Angeles, CA 90071-1536May 12, 2016 - November 12, 2018
FIDELITY DISTRIBUTORS COMPANY LLC
September 16, 2013 - May 12, 2016
PYRAMIS DISTRIBUTORS CORPORATION LLC
September 12, 1994 - April 25, 2003
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/13/2024)
(3/13/2024)
Exams
Series 6TO
Date: 3/1/2024
Investment Company Products/Variable Contracts Representative ExaminationSeries 62
Date: 8/29/1994
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
PAYDEN & RYGEL DISTRIBUTORS
CRD#: 29868 / SEC#: , 8-44622
Contact information
FINRA licenses (52 States and Territories)
Documents
Red Flags
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