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CRD#: 29868
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

PAYDEN & RYGEL DISTRIBUTORS is located at 333 South Grand Ave 39th Floor, Los Angeles, CA 90071-1536 and was first established at Los Angeles, California in 02/13/1992. After operating for 34 years, PAYDEN & RYGEL DISTRIBUTORS has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of PAYDEN & RYGEL DISTRIBUTORS’s clients are individuals and 0% of their clients are high net worth individuals. PAYDEN & RYGEL DISTRIBUTORS has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at PAYDEN & RYGEL DISTRIBUTORS are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access PAYDEN & RYGEL DISTRIBUTORS‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at PAYDEN & RYGEL DISTRIBUTORS. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for PAYDEN & RYGEL DISTRIBUTORS Comes From

Understanding the Statistics for PAYDEN & RYGEL DISTRIBUTORS and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
333 South Grand Ave 39th Floor, Los Angeles, CA 90071-1536
Mailing Address
333 South Grand Ave 39th Floor, Los Angeles, CA 90071-1536
Firm Size
Small
Phone Number
(213) 625-1900
Established
California since 02/13/1992
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
PAYDEN & RYGELSOLE SHAREHOLDER
HERSH, BRADLEY FORRESTCHIEF FINANICAL OFFICER2244165
HUGHES, JEREMY RICHARDCHIEF COMPLIANCE OFFICER4655297
PAYDEN, JOAN ANNCHAIRMAN, CEO, PRESIDENT AND DIRECTOR358476

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Advisor's working at PAYDEN & RYGEL DISTRIBUTORS

MS

Mary Beth Syal

Mary Beth Sipprell, Marybeth Sipprell
IAR
RR
CRD#: 1618989
Location:
Los Angeles, CA 90071
Company:
PAYDEN & RYGEL
Disclosures:
Experience:
39 years
View Profile
JS

James Patrick Sarni

James Sarni
IAR
RR
CRD#: 2202140
CFA: Chartered Financial Analyst
Location:
Los Angeles, CA 90071
Company:
PAYDEN & RYGEL
Disclosures:
Experience:
34 years
View Profile
BM

Brian Webb Matthews

Brian Matthews
IAR
RR
CRD#: 2060962
CFA: Chartered Financial Analyst
Location:
Los Angeles, CA 90071
Company:
PAYDEN & RYGEL
Disclosures:
Experience:
35 years
View Profile
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