John P. Woodby
Professional summary
John Patrick Woodby is a registered financial professional currently at ERNST & YOUNG CAPITAL ADVISORS, LLC located in Jericho, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1994. John has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Patrick Woodby's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 11, 2013 - Present
ERNST & YOUNG CAPITAL ADVISORS, LLC
Office #1: One Jericho Plaza Suite 105, Jericho, NY 11753January 14, 2008 - August 15, 2013
OPPENHEIMER & CO. INC.
March 8, 2004 - January 14, 2008
CIBC WORLD MARKETS CORP.
May 24, 2000 - December 5, 2003
GOLDMAN SACHS & CO. LLC
August 31, 1994 - May 24, 2000
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/13/2024)
(12/4/2013)
(11/13/2025)
(9/30/2014)
(5/17/2016)
(12/4/2013)
(10/27/2022)
(12/4/2013)
(11/13/2025)
(9/30/2014)
(4/25/2025)
(10/22/2018)
(9/30/2014)
(12/4/2013)
(3/13/2024)
(12/4/2013)
(12/3/2019)
(12/4/2013)
(9/11/2013)
(6/26/2017)
(12/4/2013)
(12/4/2013)
(3/9/2018)
(12/4/2013)
(1/4/2016)
(9/30/2014)
(12/4/2013)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
ERNST & YOUNG CAPITAL ADVISORS, LLC
CRD#: 152514 / SEC#: , 8-68461
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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