Matthew F. Andresen

HEADLANDS TECHNOLOGIES SECURITIES

Austin, TX 78701

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CRD#: 2524246

Professional summary

Matthew Frederick Andresen, who also goes by Matthew Frederick Andersen, Matthew Andresen, is a registered financial professional currently at HEADLANDS TECHNOLOGIES SECURITIES, LLC located in Austin, Texas.

Matthew is registered as a RR (Registered Representative) and started their career in finance in 1997. Matthew has worked at 8 firms and has passed the Series 63, Series 62, Series 57TO, SIE, Series 55, Series 7, Series 3 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Matthew Frederick Andersen | Matthew Andresen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew Frederick Andresen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 28, 2018 - Present

HEADLANDS TECHNOLOGIES SECURITIES, LLC

Office #1: 111 Congress Avenue 30th Floor, Austin, TX 78701Office #2: 110 N. Wacker Drive 54th Floor, Chicago, IL 60606

CRD#: 288960

Austin, TX

Past

February 28, 2011 - July 1, 2021

TD FINANCIAL PRODUCTS LLC

CRD#: 154838

CHICAGO, IL

Past

February 25, 2005 - March 31, 2009

CITADEL SECURITIES LLC

CRD#: 116797

CHICAGO, IL

Past

October 8, 2002 - March 10, 2004

SANFORD C. BERNSTEIN & CO., LLC

CRD#: 104474

NASHVILLE, TN

Past

December 14, 2000 - October 4, 2002

NASDAQ CAPITAL MARKETS ADVISORY LLC

CRD#: 104295

NEW YORK, NY

Past

December 1, 1998 - October 4, 2002

INET ATS, INC.

CRD#: 20746

JERSEY CITY, NJ

Past

April 20, 1998 - September 4, 1998

HEARTLAND SECURITIES CORP.

CRD#: 43201

EDISON, NJ

Past

April 21, 1997 - April 30, 1998

ICAPITAL MARKETS LLC

CRD#: 5209

OMAHA, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 10/26/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 62

Date: 1/2/2023

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 11/11/2010

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 10/20/1995

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 8/17/1994

National Commodity Futures Examination

Principal/Supervisory Exam

Series 24

Date: 12/11/1995

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

NYSE Texas, Inc.

Current Firm

HEADLANDS TECHNOLOGIES SECURITIES, LLC

CRD#: 288960 / SEC#: , 8-69969

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

110 N. Wacker Drive 54th Floor, Chicago, IL 60606

Mailing Address

110 N. Wacker Drive 54th Floor, Chicago, IL 60606

Phone number

(312) 601-8774

Established

Delaware since 05/08/2017

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
HEADLANDS TECH HOLDINGS, LLC	HOLDING COMPANY
ANDRESEN, MATTHEW FREDERICK	CEO	2524246
LONG, ADAM DONALD	CCO	5411438
MUNROE, NICHOLAS STUART	COO	5899002
VANDER LAAN, JOHN CHARLES	CFO/PFO/FINOP	6591178

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew F. Andresen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew Frederick Andresen's CRS (Customer Relationship Summary).

Certified licenses

Experience

TD FINANCIAL PRODUCTS LLC

CITADEL SECURITIES LLC

SANFORD C. BERNSTEIN & CO., LLC

NASDAQ CAPITAL MARKETS ADVISORY LLC

INET ATS, INC.

HEARTLAND SECURITIES CORP.

ICAPITAL MARKETS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/26/1995

Series 62

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 11/11/2010

Series 7

Date: 10/20/1995

Series 3

Date: 8/17/1994

Series 24

Date: 12/11/1995

FINRA

NYSE Texas, Inc.

Current Firm

HEADLANDS TECHNOLOGIES SECURITIES, LLC

Contact information

Documents

Direct owners and executive officers

Red Flags

Company Information

HEADLANDS TECHNOLOGIES SECURITIES, LLC

TRUST BUT VERIFY

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