Bryant B. Smith
Professional summary
Bryant Baker Smith is a registered financial professional currently at VAN ECK SECURITIES CORPORATION located in New York, New York.
Bryant is registered as a RR (Registered Representative) and started their career in finance in 1995. Bryant has worked at 10 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bryant Baker Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 13, 2024 - Present
VAN ECK SECURITIES CORPORATION
Office #1: 666 Third Avenue 9th Floor, New York, NY 10017December 6, 2023 - December 9, 2024
AMUNDI ASSET MANAGEMENT US, INC.
July 7, 2023 - December 9, 2024
AMUNDI DISTRIBUTOR US, INC.
February 23, 2021 - June 28, 2023
TRANSAMERICA CAPITAL, LLC
June 26, 2019 - March 17, 2021
FNEX CAPITAL, LLC
August 5, 2005 - May 31, 2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
August 21, 2001 - June 9, 2005
ALLIANCEBERNSTEIN INVESTMENTS, INC.
December 9, 1996 - August 9, 2001
GOLDMAN SACHS & CO. LLC
August 20, 1996 - November 25, 1996
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
February 3, 1995 - July 8, 1996
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/13/2024)
(12/13/2024)
Exams
FINRA
Current Firm
VAN ECK SECURITIES CORPORATION
CRD#: 2269 / SEC#: , 8-4618
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VAN ECK ASSOCIATES CORPORATION | 100% OWNER & PARENT | |
| GOZZILLO, FRANCESCO MICHAEL | CHIEF COMPLIANCE OFFICER | 2099916 |
| RAPPAPORT, LEE ROBERT | VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER, OPERATIONS PRINCIPAL (FINOP) AND DIRECTOR | 4682842 |
| SIMON, JONATHAN RICH | SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY AND DIRECTOR | 5313394 |
| VANECK, JAN FREDERICK | PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR | 1695680 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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