Patricia B. Woodham
Professional summary
Patricia Barrett Woodham, who also goes by Patricia C Barrett, Patricia Barrett, Patricia B Woodham, Patricia Barrett Woodham, is a registered financial professional currently at MAREX CAPITAL MARKETS INC. located in Atlanta, Georgia.
Patricia is registered as a RR (Registered Representative) and started their career in finance in 2005. Patricia has worked at 8 firms and has passed the Series 63, Series 65, Series 99TO, SIE, Series 7, Series 4, Series 24 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patricia Barrett Woodham's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 5, 2023 - Present
MAREX CAPITAL MARKETS INC.
Office #1: 3340 Peachtree Road Suite 1880, Atlanta, GA 30305August 9, 2021 - December 12, 2023
COWEN AND COMPANY
August 14, 2017 - February 10, 2022
COWEN PRIME SERVICES LLC
July 24, 2014 - December 31, 2017
COWEN EXECUTION SERVICES LLC
October 25, 2007 - April 25, 2008
REGISTER FINANCIAL ADVISORS, LLC
October 2, 2007 - November 19, 2014
CONVERGEX PRIME SERVICES LLC
February 7, 2007 - August 14, 2007
REGISTER FINANCIAL ASSOCIATES, INC.
November 8, 2005 - January 25, 2008
REGISTER FINANCIAL ASSOCIATES, INC.
October 14, 2005 - December 31, 2006
REGISTER FINANCIAL ASSOCIATES, INC.
February 24, 2005 - July 14, 2005
JFB PLANNING SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/5/2023)
(12/5/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 11/7/2005
Introducing Broker/Dealer Financial Operations Principal ExaminationCboe C2 Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
MAREX CAPITAL MARKETS INC.
CRD#: 161014 / SEC#: , 8-69039
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MAREX SERVICES INC. | DIRECT OWNER | |
| BATES, CHRISTOPHER | FINOP, CFO, PRINCIPAL FINANCIAL OFFICER, DIRECTOR | 5648556 |
| BERNICKY, JENNIFER KAISER | CHIEF OPERATING OFFICER, DIRECTOR | 4781625 |
| CHERRY, ELIN LYNNE | CHIEF COMPLIANCE OFFICER | 2430837 |
| FALCO, CARMINE DOMENICO | PRINCIPAL OPERATIONS OFFICER | 2782798 |
| HOOD, STEPHEN MICHAEL | DIRECTOR | 3139127 |
| VITTAL, MAHESH RAM | PRES. & CEO, DIRECTOR | 4593014 |
Disclosures
| Regulatory Event | 42 |
Red Flags
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