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JS

John T. Silvestri

CASTLE PLACEMENT
New York, NY 10036
Some features on this profile are disabled
CRD#: 2519007
JS

Professional summary

John Thomas Silvestri is a registered financial professional currently at CASTLE PLACEMENT, LLC located in New York, New York.

John is registered as a RR (Registered Representative) and started their career in finance in 1994. John has worked at 7 firms and has passed the Series 63, Series 7TO and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Thomas Silvestri's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 4, 2023 - Present

CASTLE PLACEMENT, LLC

Office #1: 1460 Broadway, New York, NY 10036
BD
CRD#: 189511
New York, NY
Past

April 9, 2013 - December 16, 2013

G.C. ANDERSEN PARTNERS CAPITAL, LLC

BD
CRD#: 44631
NEW YORK, NY
Past

May 30, 2012 - October 19, 2012

NEWOAK CAPITAL MARKETS LLC

BD
CRD#: 104063
NEW YORK, NY
Past

October 22, 2009 - June 11, 2010

EQUUS FINANCIAL CONSULTING LLC

BD
CRD#: 131449
WESTPORT, CT
Past

June 6, 2006 - October 4, 2007

NEWOAK CAPITAL MARKETS LLC

BD
CRD#: 104063
NEW YORK, NY
Past

January 6, 2003 - May 23, 2005

DEBTTRADERS, INC.

BD
CRD#: 102120
NEW YORK, NY
Past

June 24, 2002 - December 19, 2002

GLAUCON CAPITAL PARTNERS, L.L.C.

BD
CRD#: 103770
PALMETTO, FL
Past

November 22, 1994 - November 23, 2001

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(4/4/2023)
RR
New York
(4/8/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 1/20/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/3/2023
General Securities Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 10/20/1994
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CP
CASTLE PLACEMENT, LLC
CASTLE PLACEMENT, LLC

CRD#: 189511 / SEC#: , 8-69612

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1460 Broadway, New York, NY 10036
Mailing Address
1460 Broadway, New York, NY 10036
Phone number
(212) 418-1180
Established
Delaware since 03/13/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CASTLE PLACEMENT GROUP LLCMEMBER
BEATON, DANIEL STEWARTFINOP4240769
LUFTIG, RICHARD STEVENCCO, EXEC REP, AML SUPERVISOR2391290
MARGOLIS, KENNETH HARRYMANAGER, HOME OFFICE SUPERVISOR2230861

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CASTLE PLACEMENT, LLC

CRD#: 189511New York, NY 10036

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