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John Thomas Silvestri

CASTLE PLACEMENT
LONG BEACH, NY
·CRD# 2519007·32 years experience

Professional Summary

John Thomas Silvestri is a registered financial advisor currently at CASTLE PLACEMENT, LLC located in Long Beach, New York. John is registered as a RR (Registered Representative) and started their career in finance in 1994. John has worked at 7 firms and has passed the Series 63, Series 7TO and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

CASTLE PLACEMENT, LLC·CRD# 189511
BD
180 Boardwalk - 625, Long Beach, NY 11561
April 4, 2023 - Present
G.C. ANDERSEN PARTNERS CAPITAL, LLC·CRD# 44631
BD
New York, NY
April 9, 2013 - December 16, 2013
NEWOAK CAPITAL MARKETS LLC·CRD# 104063
BD
New York, NY
May 30, 2012 - October 19, 2012
EQUUS FINANCIAL CONSULTING LLC·CRD# 131449
BD
Westport, CT
October 22, 2009 - June 11, 2010
NEWOAK CAPITAL MARKETS LLC·CRD# 104063
BD
New York, NY
June 6, 2006 - October 4, 2007
DEBTTRADERS, INC.·CRD# 102120
BD
New York, NY
January 6, 2003 - May 23, 2005
GLAUCON CAPITAL PARTNERS, L.L.C.·CRD# 103770
BD
Lakewood Ranch, FL
June 24, 2002 - December 19, 2002
BARCLAYS CAPITAL INC.·CRD# 19714
BD
New York, NY
November 22, 1994 - November 23, 2001

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Current Firm

CP
CASTLE PLACEMENT, LLC

CASTLE PLACEMENT, LLC

CRD#: 189511 / SEC#: 8-69612
BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)

Contact Information

Main Address

180 Boardwalk - 625, Long Beach, NY 11561

Mailing Address

1460 Broadway, New York, NY 10036

Phone Number

(212) 418-1180

Established

Delaware since 03/13/2015

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CASTLE PLACEMENT GROUP LLCMEMBER—
BEATON, DANIEL STEWARTFINOP4240769
LUFTIG, RICHARD STEVENCCO, EXEC REP, AML SUPERVISOR2391290
MARGOLIS, KENNETH HARRYMANAGER, HOME OFFICE SUPERVISOR2230861

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Connecticut
(4/4/2023)
RR
New York
(4/8/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2023About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Apr 2023About the Series 7TO exam

Series 7 — General Securities Representative Examination

Passed Oct 1994About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view John Thomas Silvestri's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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