Gregory F. Fawcett
Professional summary
Gregory F Fawcett II, who also goes by Gregory F (ii) Fawcett, Gregory Franklin Fawcett II, is a registered financial professional currently at JONES LANG LASALLE SECURITIES, LLC located in Charlotte, North Carolina.
Gregory is registered as a RR (Registered Representative) and started their career in finance in 1994. Gregory has worked at 6 firms and has passed the Series 63, Series 65, Series 79TO, Series 99TO, Series 52TO, SIE, Series 50, Series 82, Series 7, Series 54, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gregory F Fawcett II's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 13, 2021 - Present
JONES LANG LASALLE SECURITIES, LLC
Office #1: 4064 Colony Road Suite 400, Charlotte, NC 28211December 3, 2012 - December 26, 2019
PIEDMONT SECURITIES LLC
April 17, 2009 - October 10, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 20, 2003 - April 22, 2009
BANC OF AMERICA SECURITIES LLC
February 2, 1998 - September 2, 1998
J.C. BRADFORD & CO.
March 13, 1995 - February 23, 1998
WACHOVIA SECURITIES, INC.
September 7, 1994 - March 15, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/13/2021)
(7/13/2021)
Exams
Series 79TO
Date: 1/8/2024
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
JONES LANG LASALLE SECURITIES, LLC
CRD#: 120738 / SEC#: , 8-65341
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JONES LANG LASALLE AMERICAS, INC. | DIRECT OWNER | |
| JOSEPH, MICHAEL SCOTT | MANAGING PRINCIPAL / CHIEF OPERATIONS OFFICER | 4231268 |
| CASHDAN, DANIEL MICHAEL | PRESIDENT AND GENERAL SECURITIES PRINCIPAL | 1910672 |
| DORFMAN, ESTEE CARLA | PRINCIPAL FINANCIAL OFFICER | 2696529 |
| DORFMAN, ESTEE CARLA | FINANCIAL OPERATIONS PRINCIPAL | 2696529 |
| DOWNING, JAMES ROTH | PRINCIPAL OPERATIONS OFFICER | 5514806 |
| DOWNING, JAMES ROTH | CHIEF COMPLIANCE OFFICER | 5514806 |
Red Flags
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