Marc H. Slavny
Professional summary
Marc Harold Slavny, who also goes by Marc H Slavny, is a registered financial professional currently at CONCORDE INVESTMENT SERVICES, LLC located in Setauket, New York.
Marc is registered as a RR (Registered Representative) and started their career in finance in 1994. Marc has worked at 9 firms and has passed the Series 65, Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Marc Harold Slavny's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 3, 2022 - Present
CONCORDE INVESTMENT SERVICES, LLC
Office #1: 61 Route 25a, Setauket, NY 11733August 19, 2020 - October 28, 2022
ALEXANDER CAPITAL, L.P.
March 19, 2018 - June 26, 2020
CENTAURUS FINANCIAL, INC.
March 16, 2018 - June 26, 2020
CENTAURUS FINANCIAL, INC.
October 3, 2017 - November 30, 2017
CETERA INVESTMENT ADVISERS LLC
October 16, 2015 - November 30, 2017
SUMMIT BROKERAGE SERVICES, INC.
May 11, 2004 - November 13, 2015
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
December 8, 2000 - October 30, 2015
J.P. TURNER & COMPANY, L.L.C.
October 12, 1998 - December 21, 2000
MARION BASS SECURITIES CORPORATION
August 3, 1994 - October 5, 1998
H.J. MEYERS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/3/2022)
(11/3/2022)
(6/8/2023)
(11/3/2022)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
CONCORDE INVESTMENT SERVICES, LLC
CRD#: 151604 / SEC#: , 8-68388
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CONCORDE HOLDINGS INC. | OWNER / MANAGING MEMBER | |
| ARNOLD, AMY PERRYMAN | CHIEF DUE DILIGENCE OFFICER | 3037672 |
| DELONGCHAMP, DANIELLE LEIGH | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4901901 |
| GAKENHEIMER, JOHN HERBERT | REGISTERED OPTIONS PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL | 810171 |
| HOFER, KATHLEEN ANN | FINOP, CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1087639 |
| LOBERG, NICHOLAS | DIRECTOR OF BROKERAGE OPERATIONS | 6778518 |
| MCMURRY, KEITH | CHIEF OPERATIONS OFFICER | 5647966 |
| STACEY, JENNIFER LEIGH | CHIEF COMPLIANCE OFFICER | 2536581 |
| WOOLSON, NICOLE RENEE | DIRECTOR OF COMPLIANCE | 3143232 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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Company Information
CONCORDE INVESTMENT SERVICES, LLC
CRD#: 151604Setauket, NY 11733TRUST BUT VERIFY
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