Jason C. Vick
Professional summary
Jason Christopher Vick, who also goes by Jason C VIck, Jason Christopher Vick, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Lakewood, Colorado and FIDELITY BROKERAGE SERVICES LLC located in Broomfield, Colorado.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Jason has worked at 13 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 56, Series 55, Series 3, Series 31, Series 9 and Series 10 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jason Christopher Vick's CRS (Customer Relationship Summary).
Certified licenses
Education
William Howard Taft University
Master of Business Administration (MBA) - Business Administration
2012
University of Colorado
Bachelor of Arts (BA) - Psychology and Communications
1994
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 281 E. Flatiron Crossing Dr, Broomfield, CO 80021October 4, 2013 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 281 E. Flatiron Crossing Dr, Broomfield, CO 80021July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
October 8, 2013 - July 13, 2018
STRATEGIC ADVISERS LLC
March 22, 2013 - September 3, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 25, 2013 - September 3, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 12, 2011 - May 21, 2012
BROAD STREET SECURITIES GROUP, LLC
October 25, 2005 - February 1, 2006
CHASE INVESTMENT SERVICES CORP.
October 25, 2005 - February 1, 2006
CHASE INVESTMENT SERVICES CORP.
January 1, 2005 - October 26, 2005
WADDELL & REED
December 7, 2004 - October 26, 2005
WADDELL & REED
March 3, 2003 - January 12, 2004
FIS BROKERAGE & SECURITIES SERVICES LLC
June 26, 2001 - March 3, 2003
RUMSON CAPITAL, LLC
December 20, 2000 - May 18, 2001
MARKET WISE SECURITIES, LLC
July 31, 1999 - October 23, 2000
U.S. SECURITIES & FUTURES CORP.
December 2, 1996 - August 11, 1997
MORGAN STANLEY DW INC.
July 31, 1996 - October 24, 1996
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/30/2020)
(9/24/2019)
(10/4/2013)
(3/31/2025)
(1/8/2025)
(9/24/2019)
(8/23/2024)
(3/25/2023)
(1/6/2017)
(9/9/2022)
(8/8/2020)
(12/3/2020)
(3/31/2025)
(3/1/2024)
(1/4/2023)
(10/4/2013)
(4/2/2025)
(1/6/2023)
(2/11/2024)
(1/15/2025)
(3/2/2015)
(8/25/2025)
(10/4/2013)
(3/31/2025)
(8/23/2024)
(7/13/2020)
(10/4/2013)
Exams
Series 56
Date: 10/22/2011
Proprietary Trader Qualification ExaminationSeries 55
Date: 1/31/2001
Limited Representative-Equity Trader ExamFINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Wealth PlannerCRD#: 104555Lakewood, COTRUST BUT VERIFY
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