CW
Chadric V. Wagner
STATE FARM INVESTMENT MANAGEMENT
Spartanburg, SC 29303-2635
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CRD#: 2515166
CW
Professional summary
Chadric V Wagner, who also goes by Chadric Vance Wagne, Chad Wagner, Chadric Vance Wagner, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Spartanburg, South Carolina and STATE FARM VP MANAGEMENT CORP. located in Spartanburg, South Carolina.
Chadric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Chadric has worked at 5 firms and has passed the Series 65, Series 66, Series 63, Series 6TO, SIE, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chadric Vance Wagne | Chad Wagner | Chadric Vance Wagner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) UPSTATE PREP CAST; NON-INVESTMENT-RELATED; NO ADDRESS; OTHER - HIGH SCHOOL SPORTS BROADCASTING; RADIO/INTERNET BROADCAST ANNOUNCER; 8/31/14; 12 HRS/MO; 0 HRS/MO; RADIO/INTERNET BROADCASTING OF LOCAL HIGH SCHOOL SPORTS. I DO NOT RECEIVE ANY COMPENSATION. ALL PROFITS ARE USED AS A DONATION BACK TO SCHOOL ETC. 2) VCW Properties LLC; Investment-related; 435 Waterford Point Dr, Boiling Springs, SC 29316; Investment or Commercial Property; owner; 5/16/2022; 5; 0; none. 3) Chadric Wagner's Insurance Agency; Insurance Agency; Investment-related; 1074 Asheville Hwy Spartanburg, SC 29303-2635; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 12/01/2006; 80; 80; Service customers and supervise employees
CRS (Client Relationship Summary) - RIA
Click below to view Chadric V Wagner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 17, 2023 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 1074 Asheville Hwy, Spartanburg, SC 29303-2635RIA
CRD#: 3487
Spartanburg, SC
Current
October 15, 2002 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 1074 Asheville Hwy, Spartanburg, SC 29303-2635BD
CRD#: 43036
Spartanburg, SC
Past
January 18, 2002 - August 28, 2002
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
February 11, 2000 - January 30, 2002
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
August 25, 1994 - November 29, 1994
EDWARD JONES
BD
CRD#: 250
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
South Carolina(10/15/2002)
IAR
South Carolina(5/17/2023)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
