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CC

Christopher R. Cattani

GORDON, HASKETT CAPITAL
New York, NY 10017
Some features on this profile are disabled
CRD#: 2514124
CC

Professional summary

Christopher Robert Cattani, who also goes by Chris R Catlaro, is a registered financial professional currently at GORDON, HASKETT CAPITAL CORPORATION located in New York, New York.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 1996. Christopher has worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Chris R Catlaro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Robert Cattani's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 11, 2020 - Present

GORDON, HASKETT CAPITAL CORPORATION

Office #1: 441 Lexington Avenue 10th Fl., New York, NY 10017
BD
CRD#: 7976
New York, NY
Past

October 1, 2007 - March 5, 2020

THE BUCKINGHAM RESEARCH GROUP INCORPORATED

BD
CRD#: 13233
NEW YORK, NY
Past

December 21, 2005 - September 14, 2007

CATHAY FINANCIAL INC

BD
CRD#: 30065
NEW YORK, NY
Past

October 18, 2002 - January 3, 2006

FULCRUM GLOBAL PARTNERS LLC

BD
CRD#: 104455
NEW YORK, NY
Past

May 1, 2001 - October 24, 2002

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY
Past

February 5, 2001 - May 1, 2001

JPMSI

BD
CRD#: 15733
NEW YORK, NY
Past

February 1, 2000 - February 5, 2001

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY
Past

September 23, 1997 - February 1, 2000

HAMBRECHT & QUIST LLC

BD
CRD#: 940
SAN FRANCISCO, CA
Past

June 10, 1997 - September 17, 1997

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
NEW YORK, NY
Past

August 22, 1996 - August 27, 1996

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(8/11/2020)

Exams

State Security Law Exam
RR
Series 63
Date: 6/11/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 8/26/2019
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/21/1996
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/23/2017
General Securities Principal Examination
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
New York Stock Exchange

Current Firm

GH
GORDON, HASKETT CAPITAL CORPORATION
BRUAN, GORDON INVESTING GROUP, INC. | GORDON, HASKETT INVESTING GROUP, INC. | GORDON, HASKETT CAPITAL CORPORATION | GORDON, HASKETT & CO., INC.

CRD#: 7976 / SEC#: , 8-33944

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
441 Lexington Avenue 10th Fl., New York, NY 10017
Mailing Address
441 Lexington Avenue 10th Fl., New York, NY 10017
Phone number
(914) 329-0370
Established
Delaware since 03/21/1985
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GORDON, ALLAN SANFORDDIRECTOR AND STOCKHOLDER225635
HASKETT, MICHAEL EDWARDPESIDENT DIRECTOR AND STOCKHOLDER836242
BORTECK, MARK BRUCEGENERAL COUNSEL, CHIEF COMPLIANCE OFFICER1367206
EPSTEIN, ANDREWCONTROLLER, PFO ,INTRODUCING BROKER -DEALER FINOP AND POO6008825

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GORDON, HASKETT CAPITAL CORPORATION

CRD#: 7976New York, NY 10017

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