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FG

Fernando E. Grillo

TRB SECURITIES
CHICAGO, IL 60602
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CRD#: 2513906
FG
Fernando Eulogio GrilloTRB SECURITIES

Professional summary


Fernando Eulogio Grillo, who also goes by Fernando Eulogio Grillo-alicea Mr., is a registered financial professional currently at TRB SECURITIES, LLC located in Chicago, Illinois.

Fernando is registered as a RR (Registered Representative) and started their career in finance in 1996. Fernando has worked at 3 firms and has passed the SIE and Series 52 exams.

Aliases


Fernando Eulogio Grillo-Alicea Mr.

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Fernando Eulogio Grillo's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 8, 2024 - Present

TRB SECURITIES, LLC

Office #1: 33 N. Dearborn Office #1016, Chicago, IL 60602
BD
CRD#: 322618
CHICAGO, IL
Past

December 6, 2010 - September 30, 2024

ESTRADA HINOJOSA & COMPANY, INC.

BD
CRD#: 19299
CHICAGO, IL
Past

December 23, 2008 - November 16, 2010

SAMUEL A. RAMIREZ & COMPANY, INC.

BD
CRD#: 6963
CHICAGO, IL
Past

June 7, 1996 - May 1, 2000

SAMUEL A. RAMIREZ & COMPANY, INC.

BD
CRD#: 6963
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


What does exam status mean?
General Industry/Product Exam
RR
SIE
Status Unavailable
Passed: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 52
Status Unavailable
Passed: 12/22/2008
Municipal Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm


TS
TRB SECURITIES, LLC
ESTRADA HINOJOSA | TRB SECURITIES, LLC | TRB CAPITAL MARKETS, LLC

CRD#: 322618 / SEC#: , 8-70999

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
6770 West Expressway 83, Harlingen, TX 78552
Mailing Address
6770 West Expressway 83, Harlingen, TX 78552
Phone number
(956) 682-2265
Established
Texas since 08/19/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (49 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
TEXAS REGIONAL BANKOWNER
COULTER, ROBERT VINCENTCHIEF COMPLIANCE OFFICER/MUNICIPAL SECURITIES PRINCIPAL4211707
HEBERT, MICHAEL JAMESCOMPLIANCE OFFICER/VP/SROP1229298
HINOJOSA, NOE JRPRESIDENT - MUNICIPAL BANKING1782212
JOHNSON, KRISTY KAYFINOP4470948
TIPPIT, JOHN LEE IVCEO/PRESIDENT OF CAPITAL MARKETS5809446

Red Flags


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Company Information


TRB SECURITIES, LLC

CRD#: 322618Chicago, IL 60602

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