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Noe Hinojosa Jr

TRB SECURITIES
DALLAS, TX
·CRD# 1782212·38 years experience

Professional Summary

Noe Hinojosa JR is a registered financial advisor currently at TRB SECURITIES, LLC located in Dallas, Texas. Noe is registered as a RR (Registered Representative) and started their career in finance in 1988. Noe has worked at 3 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 50, Series 7 and Series 53 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

TRB SECURITIES, LLC·CRD# 322618
BD
Plaza Of The Americas, South Tower 600 North Pearl Street, Suite 2100, Dallas, TX 75201
August 8, 2024 - Present
ESTRADA HINOJOSA & COMPANY, INC.·CRD# 19299
BD
Dallas, TX
February 4, 1992 - September 30, 2024
FIRST SOUTHWEST COMPANY, LLC·CRD# 316
BD
Dallas, TX
August 23, 1988 - January 14, 1992

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Current Firm

TS
TRB SECURITIES, LLC

ESTRADA HINOJOSA | TRB SECURITIES, LLC | TRB CAPITAL MARKETS, LLC

CRD#: 322618 / SEC#: 8-70999
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

6770 West Expressway 83, Harlingen, TX 78552

Mailing Address

6770 West Expressway 83, Harlingen, TX 78552

Phone Number

(956) 682-2265

Established

Texas since 08/19/2022

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (49 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TEXAS REGIONAL BANKOWNER—
COULTER, ROBERT VINCENTCHIEF COMPLIANCE OFFICER/MUNICIPAL SECURITIES PRINCIPAL4211707
HEBERT, MICHAEL JAMESCOMPLIANCE OFFICER/VP/SROP1229298
HINOJOSA, NOE JRPRESIDENT - MUNICIPAL BANKING1782212
JOHNSON, KRISTY KAYFINOP4470948
TIPPIT, JOHN LEE IVCEO/PRESIDENT OF CAPITAL MARKETS5809446

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Texas
(8/8/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1988About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Aug 2024About the Series 52TO exam

Series 99TO — Operations Professional Examination

Passed Mar 2024About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 50 — Municipal Advisor Representative Qualification Exam

Passed Jun 2017About the Series 50 exam

Series 7 — General Securities Representative Examination

Passed Aug 1988About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Feb 2006About the Series 53 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Noe Hinojosa JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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NH
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