Vasilios K. Zois
Professional summary
Vasilios K. Zois, who also goes by Bill K Zois, Bill Zois, Vasilios K Zois, Vasilios Konstantinos Zois, is a registered financial professional currently at PZENA FINANCIAL SERVICES, LLC located in New York, New York.
Vasilios is registered as a RR (Registered Representative) and started their career in finance in 1994. Vasilios has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 87, Series 62, Series 7, Series 14, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Vasilios K. Zois's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 2, 2014 - Present
PZENA FINANCIAL SERVICES, LLC
Office #1: 320 Park Avenue 8th Floor, New York, NY 10022Office #2: 320 Park Avenue 8th Floor, New York, NY, 10022June 7, 2010 - September 3, 2014
BREAN CAPITAL, LLC
July 1, 2005 - February 12, 2010
PALI CAPITAL, INC.
July 24, 2000 - October 1, 2004
SEABOARD SECURITIES, INC.
July 26, 1995 - September 5, 1997
ALL-TECH DIRECT, INC.
July 20, 1994 - June 6, 1995
INVESTORS ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/2/2014)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 62
Date: 7/21/2000
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
PZENA FINANCIAL SERVICES, LLC
CRD#: 169807 / SEC#: , 8-69390
Contact information
FINRA licenses (17 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PZENA INVESTMENT MANAGEMENT LLC | SHAREHOLDER | 106847 |
| ARNOLD, VALERIE RENE | CO-HEAD OF NORTH AMERICAN DISTRIBUTION | 3257541 |
| COFFEY, STEVEN MARK | CHIEF COMPLIANCE OFFICER | 7692630 |
| DORAN, JESSICA RYAN | CFO/FINOP | 6406095 |
| LIPSEY, WILLIAM LOUIS | CEO | 1553822 |
| TYNDALE, ELIZABETH WEISS | CO-HEAD OF NORTH AMERICAN DISTRIBUTION | 2666648 |
Red Flags
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