Lindsey W. Higgins
STRATEGIC ADVISERS LLC | Financial Consultant
JOHNSON CITY, TN
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CRD#: 2511969
Professional summary
Lindsey Wortman Higgins, CFP®, who also goes by Lindsey Maureen Higgins, Lindsey Maureen Wortman, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Johnson City, Tennessee and FIDELITY BROKERAGE SERVICES LLC located in Johnson City, Tennessee.
Lindsey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Lindsey has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Biography
With over 20 years of industry experience, I have a true passion for wealth planning and take pride in helping clients work towards their financial goals. Fidelity provides you access to our trusted brand, our superior technology, our cost efficient investment platform and the ability to work closely with me and my team. I will help you harness the power of Fidelity to help you create and execute a plan that makes sense for you and your family.
Question & Answer
What are your service offerings?
Investment Planning
Comprehensive Financial Planni...
Retirement Planning
Employee and Employer Plan Ben...
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
Lindsey Maureen Higgins | Lindsey Maureen Wortman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Lindsey Wortman Higgins's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Education
Milligan College
Bachelor of Business Administration - Finance
2002
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 3018 Peoples Street Suite 108, Johnson City, TN 37604-4148RIA
CRD#: 104555
JOHNSON CITY, TN
Current
December 11, 2012 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 3018 Peoples Street, Suite 108, Johnson City, TN 37604BD
CRD#: 7784
Johnson City, TN
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
JOHNSON CITY, TN
Past
December 17, 2012 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
JOHNSON CITY, TN
Past
April 16, 2012 - November 20, 2012
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
JOHNSON CITY, TN
Past
April 16, 2012 - November 20, 2012
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
JOHNSON CITY, TN
Past
May 30, 2007 - April 19, 2012
EDWARD JONES
RIA
CRD#: 250
JOHNSON CITY, TN
Past
October 15, 2002 - April 19, 2012
EDWARD JONES
BD
CRD#: 250
JOHNSON CITY, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/4/2025)
RR
Arkansas(8/8/2020)
RR
Delaware(11/21/2013)
RR
District of Columbia(1/14/2020)
RR
Florida(12/11/2012)
RR
Georgia(2/22/2013)
RR
Illinois(11/11/2022)
RR
Indiana(11/11/2022)
RR
Kentucky(12/11/2012)
RR
Louisiana(11/17/2021)
RR
Maryland(1/4/2025)
RR
Massachusetts(8/8/2020)
RR
Missouri(2/28/2025)
RR
Montana(1/9/2017)
RR
North Carolina(12/11/2012)
RR
Ohio(1/8/2018)
RR
Oregon(6/12/2014)
RR
Pennsylvania(11/11/2022)
RR
South Carolina(12/11/2012)
RR
Tennessee(12/11/2012)
IAR
Tennessee(3/31/2025)
RR
Texas(12/11/2012)
IAR
Texas(3/31/2025)
RR
Virginia(12/11/2012)
RR
West Virginia(12/11/2012)
RR
Wisconsin(9/28/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Johnson City, TNTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
