AK
Andrew T. Kofman
CETERA INVESTMENT ADVISERS LLC
SHARON, MA
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CRD#: 2509350
AK
Professional summary
Andrew Todd Kofman is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Sharon, Massachusetts and CETERA WEALTH SERVICES, LLC located in Sharon, Massachusetts.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Andrew has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ANDREW T. KOFMAN, CPA PC POSITION: Owner NATURE: tax preparation services for individuals and businesses. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/13/2014; 10 Blair Circle, Sharon MA 02067, Preparer of tax returns. Hold meetings with clients. Networking. File business tax returns. Take care of banking related matters. 2) ANDREW T KOFMAN, ESQ. POSITION: Attorney NATURE: Licensed attorney but I do not practice law. I maintain my license to keep it current. My principal activity is as a CPA and preparing tax returns which has already been disclosed. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/16/1998; 10 Blair Circle, Sharon MA 02067, Licensed attorney but I do not practice law. I maintain my license to keep it current. My principal activity is as a CPA and preparing tax returns and this Activity is already provided in a separate OBA. 3) ANDREW KOFMAN POA FOR ROSE KOFMAN POSITION: Power of Attorney NATURE: I have Durable Power of Attorney duties for my mother. If she is unable to write a check or needs to fill out paper work, I have the power to assist her or fill out the paper work for her benefit. I can assist her compute her Minimum required distribution and assist her with the transaction. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/18/2008 ADDRESS: 10 Blair Circle, Sharon MA 02067, United States DESCRIPTION: I have no required duties but since I have Durable Power of Attorney for my mother I can assist her with paying her bills. If she is unable to write a check or needs to fill out paper work, I have the power to assist her or fill out the paper work for her benefit. I can assist her compute her Minimum required distribution and assist her with getting the transaction completed. My assistance will be required when she is unable to do for herself.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Todd Kofman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
SHARON, MA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
Sharon, MA
Past
November 10, 2022 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Sharon, MA
Past
July 18, 2022 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Sharon, MA
Past
July 20, 1994 - October 21, 1996
TRUSTED SECURITIES ADVISORS CORP.
BD
CRD#: 24049
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Massachusetts(9/5/2025)
IAR
Massachusetts(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/18/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
