John S. Morris
Professional summary
John Stoneburner Morris, who also goes by John Stoneburner Morns, is a registered financial professional currently at BROWNSTONE INVESTMENT GROUP, LLC located in Miami, Florida.
John is registered as a RR (Registered Representative) and started their career in finance in 1994. John has worked at 8 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Stoneburner Morris's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 8, 2021 - Present
BROWNSTONE INVESTMENT GROUP, LLC
Office #1: 1111 Brickell Avenue Floor 10, Miami, FL 33131October 31, 2013 - June 21, 2021
MESIROW FINANCIAL, INC.
March 14, 2013 - October 29, 2013
CLARKESON RESEARCH INC.
January 22, 2013 - October 30, 2013
STONEX SECURITIES INC.
March 6, 2009 - January 11, 2013
AK CAPITAL LLC
January 7, 2003 - May 26, 2005
NOMURA SECURITIES INTERNATIONAL, INC.
June 12, 2002 - January 7, 2003
AK CAPITAL LLC
December 1, 2000 - May 15, 2002
UBS SECURITIES LLC
December 7, 1994 - December 1, 2000
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/8/2021)
(7/30/2021)
(12/13/2022)
(7/16/2021)
(7/8/2021)
(12/14/2022)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
BROWNSTONE INVESTMENT GROUP, LLC
CRD#: 43884 / SEC#: , 8-50460
Contact information
FINRA licenses (18 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BROWNSTONE INVESTMENT OPPORTUNITIES, LLC | SOLE MEMBER | |
| BARTMESS, JOANNE CHRISTINE | FINANCIAL AND OPERATIONS PRINCIPAL (01/1998), CHIEF FINANCIAL OFFICER (10/2009), PFO & POO (10/18) | 2922047 |
| HUNTER, MICHELLE HALLA | CHIEF COMPLIANCE OFFICER | 2689083 |
| LOWEY, DOUGLAS BENNETT | MANAGER, PRESIDENT, CHIEF EXECUTIVE OFFICER | 1932929 |
| SABLOWSKY, JON SCOTT | CHIEF OPERATING OFFICER | 1515334 |
Red Flags
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Company Information
BROWNSTONE INVESTMENT GROUP, LLC
CRD#: 43884Miami, FL 33131TRUST BUT VERIFY
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