JJ
Janice M. Janjanin
CENTAURUS FINANCIAL
Youngstown, OH 44514
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CRD#: 2505154
JJ
Professional summary
Janice Marie Janjanin is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Youngstown, Ohio.
Janice is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Janice has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
JANJANIN FINANCIAL GROUP, NON-INVESTMENT RELATED, 1045 TIFFANY SOUTH, SUITE #1, YOUNGSTOWN, OH 44514, DBA, OWNER/SOLE MEMBER, SINCE 11/1/2015. OWNER, JANICE M. JANJANIN,1045 TIFFANY SOUTH, SUITE #1, YOUNGSTOWN, OH 44514. NON- INVESTMENT RELATED SINCE 05/1994 AND I SPEND APPROX. 10 HOURS PER MONTH ON THIS ACTIVITY. SALE OF PROPERTY AND CASUALTY INSURANCE, LIFE, HEALTH, DISABILITY AND LONG TERM CARE INSURANCE.
CRS (Client Relationship Summary) - RIA
Click below to view Janice Marie Janjanin's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Janice Marie Janjanin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 4, 2010 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 1045 Tiffany South Suite #1, Youngstown, OH 44514RIA
BD
CRD#: 30833
Youngstown, OH
Current
January 4, 2010 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 1045 Tiffany South Suite #1, Youngstown, OH 44514RIA
BD
CRD#: 30833
Youngstown, OH
Past
August 9, 2007 - December 31, 2009
QUESTAR ASSET MANAGEMENT, INC.
RIA
CRD#: 133358
YOUNGSTOWN, OH
Past
November 7, 2005 - December 31, 2009
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
YOUNGSTOWN, OH
Past
October 26, 2004 - November 21, 2005
ALLEGHENY INVESTMENTS, LTD.
BD
CRD#: 7597
PITTSBURGH, PA
Past
October 29, 2002 - July 16, 2004
MONY SECURITIES CORPORATION
RIA
CRD#: 4386
YOUNGSTOWN, OH
Past
June 29, 1994 - July 16, 2004
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Alabama(4/13/2021)
RR
Arizona(6/28/2023)
IAR
Arizona(7/10/2023)
RR
California(3/31/2014)
IAR
Colorado(6/28/2023)
RR
Florida(8/17/2012)
IAR
Florida(1/22/2021)
RR
Indiana(9/21/2021)
RR
Louisiana(1/3/2022)
RR
Maryland(6/28/2023)
IAR
Maryland(6/28/2023)
IAR
Massachusetts(9/26/2011)
RR
Massachusetts(6/10/2022)
IAR
Michigan(1/4/2013)
RR
Nevada(12/13/2021)
IAR
New Hampshire(5/17/2012)
RR
New Hampshire(3/9/2015)
RR
New York(1/21/2021)
IAR
New York(11/1/2021)
RR
North Carolina(1/26/2017)
IAR
North Carolina(1/30/2017)
RR
Ohio(1/4/2010)
IAR
Ohio(1/4/2010)
RR
Pennsylvania(1/4/2010)
IAR
Pennsylvania(9/27/2011)
IAR
South Carolina(12/2/2014)
RR
South Carolina(1/28/2022)
RR
Texas(6/28/2023)
IAR
Virginia(5/26/2017)
RR
Washington(1/5/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
