Scott M. Bakley
Professional summary
Scott M Bakley, CFP®, who also goes by Scott Bakley, Scott Michael Bakley, is a registered financial professional currently at CAMBRIDGE INVESTMENT RESEARCH, INC. located in Fairfield, Iowa.
Scott is registered as a RR (Registered Representative) and started their career in finance in 1994. Scott has worked at 23 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Scott M Bakley's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2025 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 1776 Pleasant Plain Rd, Fairfield, IA 52556-8757September 17, 2024 - May 31, 2025
PARK AVENUE SECURITIES LLC
September 6, 2024 - May 31, 2025
PARK AVENUE SECURITIES LLC
June 29, 2023 - August 26, 2024
CETERA INVESTMENT ADVISERS LLC
June 10, 2021 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
June 10, 2021 - August 26, 2024
CETERA INVESTMENT SERVICES LLC
June 10, 2021 - August 26, 2024
CETERA FINANCIAL SPECIALISTS LLC
June 10, 2021 - August 26, 2024
CETERA ADVISORS LLC
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
June 9, 2021 - August 26, 2024
CETERA WEALTH SERVICES, LLC
October 1, 2018 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
October 1, 2018 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
December 16, 2015 - October 2, 2018
PRINCIPAL SECURITIES, INC.
February 26, 2015 - December 8, 2015
SECURITIES AMERICA ADVISORS, INC.
February 26, 2015 - December 8, 2015
SECURITIES AMERICA, INC.
July 22, 2014 - February 6, 2015
INVESTMENT ADVISORS CORP
July 22, 2014 - February 6, 2015
BROKER DEALER FINANCIAL SERVICES CORP.
January 27, 2014 - July 22, 2014
MML INVESTORS SERVICES, LLC
November 25, 2013 - July 22, 2014
MML INVESTORS SERVICES, LLC
August 13, 2012 - November 21, 2013
LPL FINANCIAL LLC
August 13, 2012 - November 21, 2013
LPL FINANCIAL LLC
July 18, 2012 - November 7, 2013
LEGACY FINANCIAL GROUP
June 19, 2007 - July 6, 2012
PRINCIPAL SECURITIES, INC.
June 15, 2007 - July 6, 2012
PRINCIPAL SECURITIES, INC.
December 20, 2006 - February 16, 2007
SIGNATOR INVESTORS, INC.
May 30, 2003 - July 3, 2006
FBL MARKETING SERVICES, LLC
July 2, 1999 - May 28, 2003
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
February 18, 1997 - July 1, 1999
STANTON INVESTMENT SERVICES, INC.
November 28, 1995 - April 12, 1996
PIM FINANCIAL SERVICES, INC.
July 19, 1994 - September 13, 1995
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/30/2025)
Exams
FINRA
Current Firm
CAMBRIDGE INVESTMENT RESEARCH, INC.
CRD#: 39543 / SEC#: , 8-48740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAMBRIDGE INVESTMENT GROUP, INC. | SHAREHOLDER/HOLDING COMPANY | |
| BELL, COLLEEN MCGUIRE | PRESIDENT INNOVATION AND EXPERIENCE; DIRECTOR | 5077188 |
| BOEN, RYAN | EVP, CHIEF FINANCIAL OFFICER/FINOP, PRINCIPAL OPERATIONS OFFICER | 7842316 |
| KUHLMAN, RICHARD HENRY | SVP, CHIEF LEGAL OFFICER | 7076563 |
| MILLER, SETH AARON | PRESIDENT ADVOCACY & ADMINISTRATION; GENERAL COUNSEL; DIRECTOR | 5495508 |
| ROBBINS, TAMMY ANN | EXECUTIVE VICE PRESIDENT/CHIEF BUSINESS DEVELOPMENT OFFICER | 3125668 |
| ROLLINS, EDDIE THOMAS | EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR - BRIDGEPORT | 1523500 |
| SHAFER, ANDREA LYNN | EVP, CHIEF SUPERVISION OFFICER | 5448499 |
| STONE, CARLA JEAN | FIRST VICE PRESIDENT, FINANCE/CHIEF ACCOUNTING OFFICER | 3193985 |
| TURNER, GREGORY WALTER | EVP, CONSULTING SERVICES | 3144311 |
| VEST, VALARIE KNOBLOCK | EVP, CHIEF EXPERIENCE OFFICER | 3074142 |
| VIVACQUA, JEFFREY FRANCIS | PRESIDENT GROWTH AND DEVELOPMENT; DIRECTOR | 2608892 |
| WEBBER, AMY LYNN | CEO, SECRETARY; DIRECTOR | 1812670 |
| YOUHN, STEPHEN MICHAEL | CHIEF COMPLIANCE OFFICER | 1414691 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 4 |
Red Flags
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