Andrew T. Crofton

FIVE ELEVEN FAMILY OFFICE

GARDEN CITY, NY 11530

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CRD#: 2504659

Professional summary

Andrew Taylor Crofton, who also goes by Andrew Crofton, is a registered financial advisor currently at FIVE ELEVEN FAMILY OFFICE LLC located in Garden City, New York.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Andrew has worked at 6 firms and has passed the Series 65, Series 63, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrew Crofton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Taylor Crofton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 10, 2026 - Present

FIVE ELEVEN FAMILY OFFICE LLC

Office #1: 1044 Franklin Avenue Suite 205, Garden City, NY 11530

RIA

CRD#: 334002

GARDEN CITY, NY

Past

July 26, 2013 - July 8, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

MELVILLE, NY

Past

June 5, 2013 - July 8, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

MELVILLE, NY

Past

March 25, 2011 - March 12, 2013

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

August 8, 2007 - November 4, 2010

FIRST NEW YORK SECURITIES L.L.C.

CRD#: 16362

NEW YORK, NY

Past

March 28, 2007 - August 24, 2007

G-2 TRADING,LLC

CRD#: 44018

NEW YORK, NY

Past

June 24, 1998 - November 24, 2003

FIRST NEW YORK SECURITIES L.L.C.

CRD#: 16362

NEW YORK, NY

Past

December 24, 1996 - May 4, 1998

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIVE ELEVEN FAMILY OFFICE LLC

CRD#: 334002 / SEC#: 801-131739

RIA

Registered Investment Advisory firm - (1/2/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(4/10/2026)

IAR

New York
(4/10/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/10/2026

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/4/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 55

Date: 9/26/2007

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 12/23/1996

General Securities Representative Examination

Current Firm

FIVE ELEVEN FAMILY OFFICE LLC

CRD#: 334002 / SEC#: 801-131739

RIA

Registered Investment Advisory firm - (1/2/2025 Approved)

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Contact information

Main Address

1044 Franklin Avenue Suite 205, Garden City, NY 11530

Mailing Address

Phone number

(917) 685-1360

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIVE ELEVEN FORM ADV PART 2A (5/2/2025)

Regulatory assets under management

Total Number of Accounts	36
AUM (Assets Under Management)	$ 131,391,887

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew T. Crofton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Taylor Crofton's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

J.P. MORGAN SECURITIES LLC

FIRST NEW YORK SECURITIES L.L.C.

G-2 TRADING,LLC

FIRST NEW YORK SECURITIES L.L.C.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

FIVE ELEVEN FAMILY OFFICE LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/10/2026

Series 63

Date: 4/4/2011

Series 55

Date: 9/26/2007

Series 7

Date: 12/23/1996

Current Firm

FIVE ELEVEN FAMILY OFFICE LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FIVE ELEVEN FAMILY OFFICE LLC

TRUST BUT VERIFY

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