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JR

Joseph N. Ravitch

RAINE SECURITIES LLC
Santa Monica, CA 90401
Some features on this profile are disabled
CRD#: 2504532
JR

Professional summary

Joseph Nmn Ravitch, who also goes by Joseph Ravitch, is a registered financial professional currently at RAINE SECURITIES LLC located in Santa Monica, California.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 1994. Joseph has worked at 2 firms and has passed the Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Joseph Ravitch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Nmn Ravitch's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 17, 2010 - Present

RAINE SECURITIES LLC

Office #1: 100 Wilshire Blvd, Suite 1700, Santa Monica, CA 90401
BD
CRD#: 137873
Santa Monica, CA
Past

November 17, 1994 - June 23, 2009

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/16/1994
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/7/2005
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

RS
RAINE SECURITIES LLC
MILLBRAE CAPITAL LLC | RAINE SECURITIES LLC | OPHIR CAPITAL LLC

CRD#: 137873 / SEC#: , 8-67121

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
65 East 55th Street 24th Floor, New York, NY 10022
Mailing Address
65 East 55th Street 24th Floor, New York, NY 10022
Phone number
(212) 603-5500
Established
Delaware since 08/23/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (27 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
RAINE ADVISORS LLCOWNER
CHIANESE, ALFRED JOSEPH IIICHIEF OPERATING OFFICER6339436
DOHERTY, JAMES HUGHPRINCIPAL OPERATIONS OFFICER4197747
GARDNER, BRANDON WADEPRESIDENT5767814
RAVITCH, JOSEPHCO-CHIEF EXECUTIVE OFFICER2504532
RISHER, ANGELA RENEECHIEF COMPLIANCE OFFICER6676957
SHAW, ANTHONYFINOP, PRINCIPAL FINANCIAL OFFICER7338445
SINE, JEFFREY ALANCO-CHIEF EXECUTIVE OFFICER1557736

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RAINE SECURITIES LLC

CRD#: 137873Santa Monica, CA 90401

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