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Robert Frank Stanzione Jr

CRD# 2503705·Registered 1994 - 2016
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Frank Stanzione JR was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1994 - 2016. Robert had worked at 6 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 24 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

KOYOTE TRADING LLC·CRD# 149672
BD
New York, NY
October 27, 2015 - February 29, 2016
QUAD CAPITAL, LLC·CRD# 148927
BD
New York, NY
September 17, 2010 - September 4, 2012
FIRST NEW YORK SECURITIES L.L.C.·CRD# 16362
BD
New York, NY
April 7, 2010 - August 16, 2010
QUAD CAPITAL, LLC·CRD# 148927
BD
New York, NY
January 7, 2009 - February 22, 2010
LIGHTHOUSE FINANCIAL GROUP, LLC·CRD# 103734
BD
New York City, NY
February 12, 2008 - December 31, 2008
G-2 TRADING,LLC·CRD# 44018
BD
New York, NY
October 19, 2007 - January 25, 2008
FIRST NEW YORK SECURITIES L.L.C.·CRD# 16362
BD
New York, NY
December 8, 2000 - October 5, 2007
MIDWOOD SECURITIES, INC.·CRD# 21520
BD
New York, NY
July 14, 1994 - November 28, 2000

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Current Firm

KT
KOYOTE TRADING LLC

COYOTE CAPITAL, LLC | KOYOTE TRADING LLC

CRD#: 149672 / SEC#: 8-68182
BD
Terminated by SEC on 07/03/2017

Contact Information

Established

Delaware since 12/01/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
KOYOTE CAPITAL GROUP LLCOWNER—
KOCH, DAVID KENNETHVICE PRESIDENT & SECRETARY, MEMBER2422912
RISI, SALVATORE ANTHONYCFO/FINOP1072513
ROSEN, LUCAS GABRIELMEMBER2443280
SCHOTTENFELD, RICHARD PAULMANAGING MEMBER1280443
WADE, RICHARD JOSEPH JRCHIEF COMPLIANCE OFFICER1455700
WEISS, BRYAN EVANMEMBER4439851
WEISS, RONALD MICHAELPRESIDENT, MEMBER462488

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1994About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Feb 2016About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Sep 1999

Series 7 — General Securities Representative Examination

Passed Jul 1994About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 1997About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Sep 1995About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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