Timothy John Dolan
Professional Summary
Timothy John Dolan, who also goes by Tim Dolan, Timothy J Dolan, is a registered financial advisor currently at ICR CAPITAL LLC located in Norwalk, Connecticut. Timothy is registered as a RR (Registered Representative) and started their career in finance in 1994. Timothy has worked at 5 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Timothy John Dolan, Tim Dolan, Timothy J Dolan
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
18 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
ICR CAPITAL LLC
Contact Information
Main Address
761 Main Avenue, Norwalk, CT 06851-1080Mailing Address
761 Main Avenue, Norwalk, CT 06851-1080Phone Number
(203) 682-8200Established
Connecticut since 12/02/2014Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (4 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/8/2016)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Mar 2016About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Timothy John Dolan's CRS (Customer Relationship Summary).
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