David S. Gonzalez
Professional summary
David Scott Gonzalez is a registered financial professional currently at CABRERA CAPITAL MARKETS, LLC located in Philadelphia, Pennsylvania.
David is registered as a RR (Registered Representative) and started their career in finance in 1994. David has worked at 7 firms and has passed the Series 65, Series 63, Series 79TO, Series 57TO, SIE, Series 55, Series 7 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Scott Gonzalez's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 4, 2022 - Present
CABRERA CAPITAL MARKETS, LLC
Office #1: 50 South 16th Street Suite 1700, Philadelphia, PA 19102June 22, 2016 - April 25, 2022
BROAD STREET CAPITAL MARKETS, LLC
May 21, 2015 - January 13, 2016
GHS TRADING LLC
January 5, 2004 - May 8, 2015
CABRERA CAPITAL MARKETS, LLC
October 21, 2002 - November 24, 2003
NAVILLUS SECURITIES, INC.
February 13, 2001 - October 22, 2002
TAFFERER TRADING, LLC
November 9, 1999 - March 19, 2001
FIDELITY BROKERAGE SERVICES LLC
September 12, 1994 - November 4, 1999
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/16/2022)
(1/3/2024)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 5/23/2001
Limited Representative-Equity Trader ExamFINRA
Current Firm
CABRERA CAPITAL MARKETS, LLC
CRD#: 10081 / SEC#: , 8-26406
Contact information
FINRA licenses (30 States and Territories)
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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