Anthony G. Lopez-ona
Professional summary
Anthony Gerard Lopez-ona, who also goes by Anthony Gerard Lopezona, is a registered financial professional currently at MUFSON HOWE HUNTER & PARTNERS LLC located in Philadelphia, Pennsylvania.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 2001. Anthony has worked at 3 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anthony Gerard Lopez-ona's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 6, 2005 - Present
MUFSON HOWE HUNTER & PARTNERS LLC
Office #1: 1717 Arch Street 32nd Floor, Philadelphia, PA 19103Office #2: 1717 Arch Street 39th Floor, Philadelphia, PA 19103November 20, 2001 - July 18, 2002
TD WEALTH MANAGEMENT SERVICES INC.
November 20, 2001 - August 20, 2002
COMMERCE CAPITAL INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/22/2020)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
MUFSON HOWE HUNTER & PARTNERS LLC
CRD#: 132353 / SEC#: , 8-66587
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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