Charles J. Paviolitis

MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST

PHILADELPHIA, PA 19103-7098

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CRD#: 2498077

Professional summary

Charles John Paviolitis, CIMA® is a registered financial advisor currently at MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST located in Philadelphia, Pennsylvania and DELAWARE DISTRIBUTORS, L.P. located in Philadelphia, Pennsylvania.

Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Charles has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles John Paviolitis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

April 20, 2020 - Present

MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST

Office #1: 2005 Market Street, Philadelphia, PA 19103-7098

RIA

CRD#: 105390

PHILADELPHIA, PA

Current

January 5, 2010 - Present

DELAWARE DISTRIBUTORS, L.P.

Office #1: 610 Market St 100 Independence, Philadelphia, PA 19106

CRD#: 14232

Philadelphia, PA

Past

July 13, 2010 - April 20, 2020

DELAWARE CAPITAL MANAGEMENT ADVISERS, INC

RIA

CRD#: 152237

PHILADELPHIA, PA

Past

March 30, 2007 - December 17, 2009

LINCOLN FINANCIAL DISTRIBUTORS, INC.

RIA

CRD#: 145

ST. PETERSBURG, FL

Past

August 1, 2006 - December 17, 2009

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

September 10, 2003 - April 18, 2005

TOWER SQUARE SECURITIES, INC.

CRD#: 833

EL SEGUNDO, CA

Past

June 14, 2002 - July 17, 2003

GLOBAL ATLANTIC DISTRIBUTORS, LLC

CRD#: 8326

HARTFORD, CT

Past

August 6, 1997 - May 8, 2002

FIRST TRUST PORTFOLIOS L.P.

CRD#: 28519

WHEATON, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST

CRD#: 105390 / SEC#: 801-32108

RIA

Registered Investment Advisory firm - (5/31/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(8/14/2024)

Florida
(1/5/2010)

IAR

Florida
(4/20/2020)

Pennsylvania
(1/5/2010)

IAR

Pennsylvania
(4/20/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/8/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/15/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/21/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/5/1997

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST

CRD#: 105390 / SEC#: 801-32108

RIA

Registered Investment Advisory firm - (5/31/1988 Approved)

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Contact information

Main Address

610 Market Street, Philadelphia, PA 19106

Mailing Address

Phone number

(215) 255-2300

Established

Firm type

Fiscal year end

# of Employees

598

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST FORM ADV-PART 2A BROCHURE (6/27/2025)

Regulatory assets under management

Total Number of Accounts	317
AUM (Assets Under Management)	$ 164,320,917,908

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Charles J. Paviolitis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles John Paviolitis's CRS (Customer Relationship Summary).

Certified licenses

Experience

DELAWARE DISTRIBUTORS, L.P.

DELAWARE CAPITAL MANAGEMENT ADVISERS, INC

LINCOLN FINANCIAL DISTRIBUTORS, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

TOWER SQUARE SECURITIES, INC.

GLOBAL ATLANTIC DISTRIBUTORS, LLC

FIRST TRUST PORTFOLIOS L.P.

Primary Firm SEC Registration

MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST

State Registrations and Notice Filings

Exams

Series 65

Date: 9/8/2006

Series 63

Date: 8/15/1997

SIE

Date: 10/1/2018

Series 7

Date: 8/21/2006

Series 6

Date: 8/5/1997

FINRA

Current Firm

MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST

TRUST BUT VERIFY

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