Martin A. Santilla
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin Anthony Santilla, who also goes by Tony Santilla, was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 1994. Martin had worked at 17 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 3, Series 55, Series 7, Series 24, Series 53 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 12, 2024 - July 8, 2025
SAN BLAS SECURITIES LLC
August 22, 2022 - September 1, 2023
JOSEPH EDEN CAPITAL, LLC
May 2, 2011 - May 31, 2012
MATRIX CAPITAL GROUP, INC.
October 27, 2009 - January 13, 2010
MERCER CAPITAL LTD.
June 3, 2008 - November 3, 2008
MELVIN SECURITIES, L.L.C.
August 2, 2007 - January 25, 2008
ADVANCED EQUITIES, INC.
August 2, 2007 - January 25, 2008
ADVANCED EQUITIES, INC.
April 2, 2007 - August 3, 2007
MORGAN STANLEY & CO. LLC
April 2, 2007 - August 3, 2007
MORGAN STANLEY & CO. LLC
August 9, 2006 - April 2, 2007
MORGAN STANLEY DW INC.
August 9, 2006 - April 2, 2007
MORGAN STANLEY DW INC.
November 18, 2005 - May 12, 2006
ADVISORS ASSET MANAGEMENT, INC.
November 18, 2005 - May 12, 2006
ADVISORS ASSET MANAGEMENT, INC.
October 26, 2005 - November 15, 2005
CHASE INVESTMENT SERVICES CORP.
September 23, 2005 - November 15, 2005
CHASE INVESTMENT SERVICES CORP.
January 7, 2005 - February 22, 2005
FHN FINANCIAL SECURITIES CORP.
August 20, 2003 - January 7, 2005
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
February 1, 1999 - August 14, 2003
BANC ONE SECURITIES CORPORATION
March 13, 1998 - February 1, 1999
WINGSPAN INVESTMENT SERVICES
June 20, 1996 - March 15, 1998
REGAL SECURITIES, INC.
September 29, 1994 - April 3, 1996
AMERIPRISE ADVISOR SERVICES, INC.
June 22, 1994 - August 17, 1994
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 8/22/2022
General Securities Representative ExaminationSeries 55
Date: 12/27/1999
Limited Representative-Equity Trader ExamCurrent Firm
SAN BLAS SECURITIES LLC
CRD#: 290605 / SEC#: , 8-70036
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
