Kiriakos A. Evangeliou

LPL FINANCIAL LLC

Fort Mill, SC 29715

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CRD#: 2496177

Professional summary

Kiriakos Andreas Evangeliou, who also goes by Kiriakos Andreas Evangeliou Sr, Kiriakos Andreas Evangeliou Sr., Kiriakos John Evangeliou, Kiriakos Evangeliou, Kirkiakos John Evangeliou, Kirk Evangeliou, is a registered financial professional currently at LPL FINANCIAL LLC located in Fort Mill, South Carolina and LPL ENTERPRISE, LLC located in Fort Mill, South Carolina.

Kiriakos is registered as a RR (Registered Representative) and started their career in finance in 1997. Kiriakos has worked at 13 firms and has passed the Series 63, Series 99TO, SIE, Series 34, Series 3, Series 7, Series 6, Series 14, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kiriakos Andreas Evangeliou's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 21, 2023 - Present

LPL FINANCIAL LLC

Office #1: 1055 Lpl Way, Fort Mill, SC 29715

RIA

CRD#: 6413

Fort Mill, SC

Current

November 15, 2024 - Present

LPL ENTERPRISE, LLC

Office #1: 1055 Lpl Way, Fort Mill, SC 29715

RIA

CRD#: 8733

Fort Mill, SC

Past

March 7, 2023 - September 13, 2023

J.P. MORGAN SECURITIES LLC

CRD#: 79

New York, NY

Past

July 6, 2022 - September 23, 2022

ALL OF US SECURITIES LLC

CRD#: 292163

SAN JOSE, CA

Past

October 19, 2011 - December 23, 2021

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Past

January 6, 2009 - October 6, 2011

PYRAMIS DISTRIBUTORS CORPORATION LLC

CRD#: 146430

SMITHFIELD, RI

Past

September 25, 2008 - February 13, 2009

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

SMITHFIELD, RI

Past

May 15, 2006 - May 21, 2008

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

PROVIDENCE, RI

Past

February 7, 2002 - April 3, 2006

LEERINK PARTNERS LLC

CRD#: 39011

BOSTON, MA

Past

March 8, 2001 - May 18, 2001

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

July 23, 1999 - December 31, 2000

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG ISLAND CITY, NY

Past

February 5, 1998 - June 22, 1999

PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.

CRD#: 40596

HARTFORD, CT

Past

October 21, 1997 - December 23, 1997

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LPL ENTERPRISE, LLC

CRD#: 8733 / SEC#: 801-130883, 8-26037

RIA

Registered Investment Advisory firm - SEC (8/7/2024 Approved)

California

Registered Investment Advisory firm - SEC (11/29/2020 Terminated)

Ohio

Registered Investment Advisory firm - SEC (4/1/2023 Terminated)

Pennsylvania

Registered Investment Advisory firm - SEC (4/7/2023 Terminated)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(9/21/2023)

South Carolina
(9/21/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/12/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 34

Date: 10/17/2017

Retail Off-Exchange FOREX Examination

General Industry/Product Exam

Series 3

Date: 9/28/2017

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 9/8/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/20/1997

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 27

Date: 3/14/2005

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 2/26/1999

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

LPL ENTERPRISE, LLC

CRD#: 8733 / SEC#: 801-130883, 8-26037

RIA

Registered Investment Advisory firm - SEC (8/7/2024 Approved)

California

Registered Investment Advisory firm - SEC (11/29/2020 Terminated)

Ohio

Registered Investment Advisory firm - SEC (4/1/2023 Terminated)

Pennsylvania

Registered Investment Advisory firm - SEC (4/7/2023 Terminated)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

1055 Lpl Way, Fort Mill, SC 29715

Mailing Address

1055 Lpl Way, Fort Mill, SC 29715

Phone number

(704) 733-3300

Established

Delaware since 05/25/2023

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

4,650

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

A58 LPLE (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
LPL HOLDINGS, INC.	MANAGING MEMBER
HORAN-ADAMS, KIRBY LEPAK	CHIEF EXECUTIVE OFFICER. PRESIDENT	5097259
MALFITANO, STEVEN THOMAS	PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP	3178848
MORRISON, STEVEN PHILIP	SECRETARY	4529345
SHEEHAN, RICHARD STEVEN	SVP, CHIEF COMPLIANCE OFFICER	3096567

Regulatory assets under management

Total Number of Accounts	114,002
AUM (Assets Under Management)	$ 18,862,098,900

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/25/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kiriakos A. Evangeliou

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kiriakos Andreas Evangeliou's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL ENTERPRISE, LLC

J.P. MORGAN SECURITIES LLC

ALL OF US SECURITIES LLC

TD AMERITRADE, INC.

PYRAMIS DISTRIBUTORS CORPORATION LLC

FIDELITY DISTRIBUTORS COMPANY LLC

FIDELITY BROKERAGE SERVICES LLC

LEERINK PARTNERS LLC

NEW ENGLAND SECURITIES

CITICORP INVESTMENT SERVICES

PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

Primary Firm SEC Registration

LPL ENTERPRISE, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/12/2012

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 34

Date: 10/17/2017

Series 3

Date: 9/28/2017

Series 7

Date: 9/8/1998

Series 6

Date: 10/20/1997

Series 14

Date: 1/2/2023

Series 27

Date: 3/14/2005

Series 24

Date: 2/26/1999

FINRA

Current Firm

LPL ENTERPRISE, LLC

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

LPL ENTERPRISE, LLC

TRUST BUT VERIFY

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