Patrick M. Mcgowan
Professional summary
Patrick Michael Mcgowan is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in New York, New York.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 1994. Patrick has worked at 17 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patrick Michael Mcgowan's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 16, 2014 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 250 West 34th Street 3rd Floor, New York, NY 10119August 7, 2008 - December 31, 2014
ALPS DISTRIBUTORS, INC.
June 6, 2006 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
June 6, 2006 - March 17, 2008
METLIFE INVESTORS DISTRIBUTION COMPANY
June 6, 2006 - June 23, 2008
WALNUT STREET SECURITIES, INC.
June 6, 2006 - June 23, 2008
NEW ENGLAND SECURITIES
June 6, 2006 - June 23, 2008
MSI FINANCIAL SERVICES, INC.
May 13, 2005 - May 27, 2005
PFS INVESTMENTS INC.
February 20, 2003 - June 9, 2003
INSTINET, LLC
November 20, 2002 - June 9, 2003
INET ATS, INC.
April 30, 2002 - June 9, 2003
NASDAQ CAPITAL MARKETS ADVISORY LLC
September 1, 1998 - April 30, 2002
ICAPITAL MARKETS LLC
June 17, 1997 - December 31, 1997
PFS INVESTMENTS INC.
July 17, 1996 - December 31, 1996
PFS INVESTMENTS INC.
January 19, 1995 - March 9, 1995
CITIGROUP GLOBAL MARKETS INC.
November 2, 1994 - December 6, 1994
L.C. WEGARD & CO., INC.
August 25, 1994 - November 1, 1994
WESTFIELD FINANCIAL CORPORATION
August 19, 1994 - September 6, 1994
H.J. MEYERS & CO., INC.
August 5, 1994 - August 19, 1994
WESTFIELD FINANCIAL CORPORATION
July 18, 1994 - September 15, 1994
HIBBARD BROWN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2015)
(1/2/2015)
(1/2/2015)
(1/2/2015)
Exams
Series 55
Date: 3/2/1999
Limited Representative-Equity Trader ExamFINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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