Martin S. Kerger
Professional summary
Martin Stephen Kerger, who also goes by Marty Kerger, is a registered financial professional currently at QUASAR DISTRIBUTORS, LLC located in Charlotte, North Carolina.
Martin is registered as a RR (Registered Representative) and started their career in finance in 1995. Martin has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Martin Stephen Kerger's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 27, 2016 - Present
QUASAR DISTRIBUTORS, LLC
Office #1: 214 N. Tryon Street 27th Floor, Charlotte, NC, 28202January 14, 2016 - January 16, 2016
SOUTH STREET SECURITIES LLC
January 5, 2005 - December 7, 2011
BLACKROCK INVESTMENTS, LLC
January 7, 2002 - December 17, 2004
BACAP DISTRIBUTORS, LLC
September 17, 1998 - January 15, 2002
FORESIDE FUNDS DISTRIBUTORS LLC
April 22, 1996 - June 16, 1998
FORESIDE DISTRIBUTION SERVICES, L.P.
July 11, 1995 - March 12, 1996
DWS DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/7/2016)
(3/23/2017)
(3/23/2017)
(6/2/2016)
(3/23/2017)
(3/23/2017)
(3/24/2017)
(3/27/2017)
(1/28/2016)
(2/1/2016)
(6/6/2016)
(3/23/2017)
(3/23/2017)
(3/23/2017)
(3/23/2017)
(3/28/2017)
(3/29/2017)
(6/1/2016)
(6/7/2016)
(3/24/2017)
(1/28/2016)
(3/24/2017)
(3/27/2017)
(6/2/2016)
(6/6/2016)
(3/23/2017)
(3/23/2017)
(4/4/2017)
(4/6/2017)
(3/23/2017)
(4/12/2017)
(3/23/2017)
(6/2/2016)
(5/31/2016)
(4/8/2017)
(3/23/2017)
(3/27/2017)
(3/30/2017)
(3/24/2017)
(3/27/2017)
(3/23/2017)
(6/1/2016)
(3/23/2017)
(6/2/2016)
(3/31/2017)
(3/23/2017)
(3/27/2017)
(3/23/2017)
(6/1/2016)
(3/23/2017)
(6/7/2016)
(3/24/2017)
(3/23/2017)
Exams
FINRA
Current Firm
QUASAR DISTRIBUTORS, LLC
CRD#: 103848 / SEC#: , 8-52323
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
