Charles M. Barrett

COPELAND CAPITAL MANAGEMENT

Conshohocken, PA 19428

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CRD#: 2490925

Professional summary

Charles Michael Barrett, who also goes by Charles Barrett, Chuck Barrett, is a registered financial advisor currently at COPELAND CAPITAL MANAGEMENT, LLC located in Conshohocken, Pennsylvania and VIGILANT DISTRIBUTORS, LLC located in Conshohocken, Pennsylvania.

Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Charles has worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Charles Barrett | Chuck Barrett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

COPELAND CAPITAL MANAGEMENT, LLC 161 Washington Street, Conshohocken, PA 19420. Director of Sales, start of relationship November 2010, 160 hours month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Michael Barrett's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 1, 2011 - Present

COPELAND CAPITAL MANAGEMENT, LLC

Office #1: 161 Washington Street Suite 1325, Conshohocken, PA 19428

RIA

CRD#: 135822

Conshohocken, PA

Current

March 14, 2022 - Present

VIGILANT DISTRIBUTORS, LLC

Office #1: 161 Washington Street Suite 1325, Conshohocken, PA 19428

CRD#: 285573

Conshohocken, PA

Past

March 21, 2011 - December 31, 2021

NORTHERN LIGHTS DISTRIBUTORS, LLC

CRD#: 126159

ELKHORN, NE

Past

June 12, 2008 - November 12, 2010

M&T SECURITIES, INC.

RIA

CRD#: 17358

BALTIMORE, MD

Past

June 5, 2008 - November 12, 2010

M&T SECURITIES, INC.

CRD#: 17358

BALTIMORE, MD

Past

August 10, 2005 - April 28, 2008

MANULIFE INVESTMENT MANAGEMENT (US) LLC

RIA

CRD#: 106435

BOSTON, MA

Past

February 18, 2005 - April 28, 2008

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

RIA

CRD#: 105790

BOSTON, MA

Past

December 13, 2004 - April 28, 2008

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

CRD#: 28262

BOSTON, MA

Past

June 17, 2004 - November 29, 2004

NATIXIS DISTRIBUTION, LLC

CRD#: 34754

BOSTON, MA

Past

September 7, 1995 - June 14, 2004

ALLIANCEBERNSTEIN INVESTMENTS, INC.

CRD#: 14549

NASHVILLE, TN

Past

January 10, 1995 - August 18, 1995

UJB DISCOUNT BROKERAGE CO.

CRD#: 11537

Past

August 13, 1994 - August 19, 1994

JOSEPHTHAL & CO., INC.

CRD#: 3227

NEW YORK, NY

Past

June 24, 1994 - July 19, 1994

L.C. WEGARD & CO., INC.

CRD#: 3722

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COPELAND CAPITAL MANAGEMENT, LLC

CRD#: 135822 / SEC#: 801-68586

RIA

Registered Investment Advisory firm - (11/19/2007 Approved)

Massachusetts

Registered Investment Advisory firm - (1/7/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(3/14/2022)

Alaska
(5/18/2022)

Arizona
(5/18/2022)

Arkansas
(5/18/2022)

California
(5/18/2022)

Colorado
(5/18/2022)

Connecticut
(3/14/2022)

Delaware
(5/18/2022)

District of Columbia
(5/18/2022)

Florida
(9/11/2022)

Georgia
(5/18/2022)

Hawaii
(5/18/2022)

Idaho
(5/18/2022)

Illinois
(5/18/2022)

Indiana
(3/14/2022)

Iowa
(5/18/2022)

Kansas
(5/18/2022)

Kentucky
(5/18/2022)

Louisiana
(3/14/2022)

Maine
(3/14/2022)

Maryland
(5/18/2022)

IAR

Massachusetts
(4/4/2011)

Massachusetts
(3/14/2022)

Michigan
(5/18/2022)

Minnesota
(5/18/2022)

Mississippi
(5/18/2022)

Missouri
(5/18/2022)

Montana
(5/18/2022)

Nebraska
(5/18/2022)

Nevada
(3/14/2022)

New Hampshire
(3/14/2022)

New Jersey
(3/14/2022)

New Mexico
(5/18/2022)

New York
(5/18/2022)

North Carolina
(5/18/2022)

North Dakota
(5/18/2022)

Ohio
(5/18/2022)

Oklahoma
(5/18/2022)

Oregon
(5/18/2022)

IAR

Pennsylvania
(4/11/2011)

Pennsylvania
(3/14/2022)

Puerto Rico
(5/18/2022)

Rhode Island
(5/18/2022)

South Carolina
(5/18/2022)

South Dakota
(5/18/2022)

Tennessee
(5/18/2022)

Texas
(3/14/2022)

Utah
(5/18/2022)

Vermont
(5/18/2022)

Virgin Islands
(5/18/2022)

Virginia
(5/18/2022)

Washington
(5/18/2022)

West Virginia
(5/18/2022)

Wisconsin
(5/18/2022)

Wyoming
(5/18/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/17/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/28/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/23/1994

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

COPELAND CAPITAL MANAGEMENT, LLC

CRD#: 135822 / SEC#: 801-68586

RIA

Registered Investment Advisory firm - (11/19/2007 Approved)

Massachusetts

Registered Investment Advisory firm - (1/7/2008 Terminated)

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Contact information

Main Address

161 Washington Street Suite 1325, Conshohocken, PA 19428

Mailing Address

Phone number

(484) 351-3700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (44 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2B (2/25/2025)

ADV PART 2A (2/25/2025)

Regulatory assets under management

Total Number of Accounts	2,599
AUM (Assets Under Management)	$ 4,947,657,452

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Charles M. Barrett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Michael Barrett's CRS (Customer Relationship Summary).

Certified licenses

Experience

VIGILANT DISTRIBUTORS, LLC

NORTHERN LIGHTS DISTRIBUTORS, LLC

M&T SECURITIES, INC.

M&T SECURITIES, INC.

MANULIFE INVESTMENT MANAGEMENT (US) LLC

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

NATIXIS DISTRIBUTION, LLC

ALLIANCEBERNSTEIN INVESTMENTS, INC.

UJB DISCOUNT BROKERAGE CO.

JOSEPHTHAL & CO., INC.

L.C. WEGARD & CO., INC.

Primary Firm SEC Registration

COPELAND CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/17/2005

Series 63

Date: 6/28/1994

SIE

Date: 10/1/2018

Series 7

Date: 6/23/1994

FINRA

Current Firm

COPELAND CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (44 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COPELAND CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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