AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
CS

Carl J. Smith

CJS FINANCIAL ADVISERS / CJSF ADVISERS
Nashua, NH 03062
CRD#: 2490551
Some features on this profile are disabled
CS
Carl Joseph SmithCJS FINANCIAL ADVISERS / CJSF ADVISERS

Professional summary

Carl Joseph Smith is a registered financial advisor currently at CJS FINANCIAL ADVISERS / CJSF ADVISERS located in Nashua, New Hampshire.

Carl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Carl has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carl Joseph Smith's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 15, 2013 - Present

CJS FINANCIAL ADVISERS / CJSF ADVISERS

Office #1: 1 Tara Boulevard Ste. 200, Nashua, NH 03062
RIA
CRD#: 162503
Nashua, NH
Past

August 4, 2016 - June 22, 2017

PRIMEX

BD
CRD#: 29394
Coral Springs, FL
Past

March 17, 2014 - March 24, 2016

NFSG CORPORATION

RIA
CRD#: 130814
CORAL SPRINGS, FL
Past

December 23, 2008 - February 21, 2013

NFSG CORPORATION

RIA
CRD#: 130814
BOCA RATON, FL
Past

November 13, 2008 - June 30, 2016

NEWBRIDGE SECURITIES CORPORATION

BD
CRD#: 104065
CORAL SPRINGS, FL
Past

June 22, 2007 - November 14, 2008

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

RIA
CRD#: 109701
ELMHURST, IL
Past

February 14, 2000 - November 14, 2008

LASALLE ST SECURITIES, L.L.C.

BD
CRD#: 7191
CORAL SPRINGS, FL
Past

August 12, 1997 - November 29, 1999

J.P. TURNER & COMPANY, L.L.C.

BD
CRD#: 43177
ATLANTA, GA
Past

October 11, 1996 - August 12, 1997

ARGENT SECURITIES, INC.

BD
CRD#: 15297
ATLANTA, GA
Past

August 10, 1995 - October 14, 1996

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BD
CRD#: 11025
ST. LOUIS, MO
Past

June 13, 1995 - August 11, 1995

JOSEPH ROBERTS & CO., INC.

BD
CRD#: 15971
POMPANO BEACH, FL
Past

July 6, 1994 - May 10, 1995

JOSEPH STEVENS & CO., INC.

BD
CRD#: 35459
BROOKLYN, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(2/15/2013)
IAR
New Hampshire
(12/18/2018)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/16/2007
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/22/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 6/22/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/5/1994
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 7/23/2001
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/7/1998
General Securities Principal Examination

Current Firm

CF
CJS FINANCIAL ADVISERS / CJSF ADVISERS
CJS FINANCIAL ADVISERS / CJSF ADVISERS | CJS FINANCIAL CORP. | CJS FINANCIAL ADVISORS

CRD#: 162503 / SEC#:

Florida
Registered Investment Advisory firm - (2/15/2013 Approved)
New Hampshire
Registered Investment Advisory firm - (8/24/2018 Approved)
Loading...

Contact information

Main Address
1 Tara Boulevard Ste. 200, Nashua, NH 03062
Mailing Address
Phone number
(954) 825-0309
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CJS FINANCIAL ADVISERS / CJSF ADVISERS

CRD#: 162503Nashua, NH 03062

TRUST BUT VERIFY

Monitor Carl Smith

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Dale Thomas Miller
Dale MillerAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
Moscow, ID
Eric Scott Pomerantz
Eric PomerantzAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Austin, TX
Ronald Robert Oldano
Ronald OldanoAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Wesley Chapel, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.