Robert Preziosi
Professional summary
Robert Preziosi, who also goes by Bob Preziosi, Bobby Preziosi, Robert John Preziosi, is a registered financial professional currently at NYLIFE SECURITIES LLC located in Melville, New York.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1995. Robert has worked at 9 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Preziosi's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 13, 2013 - Present
NYLIFE SECURITIES LLC
Office #1: 520 Broad Hollow Rd., Melville, NY 11747October 17, 2011 - July 31, 2012
ODDO BHF NEW YORK CORPORATION
May 11, 2009 - November 12, 2010
MACQUARIE CAPITAL (USA) INC.
September 8, 2008 - October 21, 2008
KAUPTHING SECURITIES, INC.
February 14, 2008 - July 7, 2008
CANACCORD GENUITY SECURITIES LLC
January 17, 2001 - February 5, 2008
AUERBACH GRAYSON & COMPANY LLC
July 29, 1999 - May 17, 2001
INTER-DEALER BROKERS LLC
August 24, 1995 - May 17, 2001
GFI SECURITIES LLC
February 1, 1995 - August 18, 1995
CEDAR STREET SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/8/2018)
(8/25/2021)
(12/4/2015)
(5/13/2015)
(5/13/2013)
(8/25/2021)
Exams
Series 55
Date: 4/19/1999
Limited Representative-Equity Trader ExamFINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
