BG
Bernard R. Griffith
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Keller, TX 76248
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CRD#: 2490250
BG
Professional summary
Bernard Ray Griffith JR, CFP®, who also goes by Ray Griffith, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Keller, Texas and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Keller, Texas.
Bernard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Bernard has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ray Griffith
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.WEALTH SIGNIFICANCE, 1670 KELLER PKWY, STE 208, KELLER, TX, 3/2014 AS FOUNDER/TEACHER. NIR - 5 HR/MO - 5/TRADING. 2.GRANITE BENEFITS, 1670 KELLER PKWY, STE 200, KELLER, TX, 5/2002 AS PRESIDENT OF INSURANCE MARKETING & SALES CORPORATION (LTC, MEDICARE SUPPLEMENTS, AND FIXED LIFE INSURANCE PRODUCTS) THROUGH VARIOUS INDEPENDENT INSURANCE VENDORS. NIR - 8 HR/MO - 0/TRADING. 3.GRN WOODLANDS GROUP LLC, 1670 KELLER PKWY STE 205, KELLER TX, 5/2014 AS PRESIDENT OF LLC TO OWN PROPERTY. NIR - 10 HR/MO - 0/TRADING. 4.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 1/2016 AS ADVISORY REP OF A RIA. INV REL - 60 HR/WK - 10/TRADING. 5.WOMEN'S WEALTHNASIUM LLC, 1670 KELLER PKWY, STE 200, KELLER, TX, 5/18/2016 AS EDUCATOR. NIR - 10 HR/MO - 5/TRADING. 6.GRN CAPITAL CORP, 1670 KELLER PKWY, KELLER, TX, 12/2000 AS PRESIDENT OF SCORP TO OWN PROPERTY. NIR - 20 HR/MO - 5/TRADING. 7.GRANITE FINANCIAL GROUP, 1670 KELLER PKWY, STE 200, KELLER, TX, AS PRESIDENT/FINANCIAL PROFESSIONAL UTILIZING DBA NAME. INV REL - 50/WK - 10/TRADING 8.GRANITE ADVISORS, LLC, 1670 Keller Pkwy, Suite 261, Keller TX 76248, United States, 10/15/2022, President, Notary, INV REL, 10 HR/MO - 15 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Bernard Ray Griffith JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1998
Experience
Current
January 22, 2016 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 1670 Keller Parkway Ste 200, Keller, TX 76248RIA
CRD#: 134139
Keller, TX
Current
January 22, 2016 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 1670 Keller Parkway Ste 200, Keller, TX 76248BD
CRD#: 39543
Keller, TX
Past
February 28, 2006 - January 26, 2016
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
KELLER, TX
Past
May 17, 1995 - January 26, 2016
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
KELLER, TX
Past
June 6, 1994 - May 18, 1995
TITAN/VALUE EQUITIES GROUP, INC.
BD
CRD#: 6359
IRVINE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/30/2019)
RR
Arizona(7/27/2018)
RR
Arkansas(1/22/2016)
RR
California(1/22/2016)
RR
Colorado(1/22/2016)
RR
Florida(1/22/2016)
RR
Georgia(5/13/2022)
RR
Illinois(5/30/2019)
RR
Indiana(8/19/2019)
RR
Iowa(6/25/2019)
RR
Kansas(1/22/2016)
RR
Louisiana(3/5/2020)
RR
Michigan(8/19/2019)
RR
Montana(6/3/2019)
RR
Nebraska(3/8/2019)
RR
Nevada(1/30/2020)
RR
New Mexico(8/19/2019)
RR
North Carolina(1/22/2016)
RR
Oklahoma(1/22/2016)
RR
Texas(1/22/2016)
IAR
Texas(1/22/2016)
RR
Utah(1/22/2016)
RR
Virginia(2/19/2019)
RR
Washington(1/22/2016)
RR
Wisconsin(5/30/2019)
RR
Wyoming(1/22/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
