Linda M. Cash

HICKS CAPITAL MANAGEMENT

Columbus, OH 43219

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CRD#: 2489120

Professional summary

Linda Mae Cash, who also goes by Linda Mae Angles, is a registered financial advisor currently at HICKS CAPITAL MANAGEMENT, LLC located in Columbus, Ohio and PURSHE KAPLAN STERLING INVESTMENTS located in Columbus, Ohio.

Linda is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Linda has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 31, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Linda Mae Angles

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) HICKS CAPITAL MANAGEMENT. RIA. INVESTMENT RELATED. 4200 REGENT STREET, STE 200. COLUMBUS, OH 43219. INDEPENDENT REGISTERED INVESTMENT ADVISOR. CHIEF COMPLIANCE OFFICER. 04/2013. 160 HRS/MO. CHIEF COMPLIANCE OFFICER. 2) NOTARY. NOT INVESTMENT-RELATED. LOCATED AT 6212 MARSHALL BAY CIR, GROVE CITY, OH 43126. NOTARY. START: 07/2023. NOTARIZE SIGNATURE ON DOCUMENTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Linda Mae Cash's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 14, 2020 - Present

HICKS CAPITAL MANAGEMENT, LLC

Office #1: 4200 Regent Street, Suite 200, Columbus, OH 43219

RIA

CRD#: 158609

Columbus, OH

Current

April 2, 2013 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 4200 Regent St Suite 200, Columbus, OH 43219

CRD#: 35747

Columbus, OH

Past

June 1, 2009 - April 15, 2013

MORGAN STANLEY

RIA

CRD#: 149777

COLUMBUS, OH

Past

June 1, 2009 - April 15, 2013

MORGAN STANLEY

CRD#: 149777

COLUMBUS, OH

Past

November 9, 2000 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

COLUMBUS, OH

Past

June 4, 1999 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

COLUMBUS, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HICKS CAPITAL MANAGEMENT, LLC

HICKS CAPITAL MANAGEMENT, LLC | HOCKING CAPITAL MANAGEMENT, LLC

CRD#: 158609 / SEC#: 801-113560

RIA

Registered Investment Advisory firm - (7/20/2018 Approved)

Florida

Registered Investment Advisory firm - (7/23/2018 Terminated)

Louisiana

Registered Investment Advisory firm - (7/23/2018 Terminated)

Ohio

Registered Investment Advisory firm - (7/23/2018 Terminated)

Texas

Registered Investment Advisory firm - (7/23/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Ohio
(4/2/2013)

IAR

Ohio
(5/14/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 7/6/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 12/11/2003

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 6/3/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 8/23/2001

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 6/25/2001

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

HICKS CAPITAL MANAGEMENT, LLC

HICKS CAPITAL MANAGEMENT, LLC | HOCKING CAPITAL MANAGEMENT, LLC

CRD#: 158609 / SEC#: 801-113560

RIA

Registered Investment Advisory firm - (7/20/2018 Approved)

Florida

Registered Investment Advisory firm - (7/23/2018 Terminated)

Louisiana

Registered Investment Advisory firm - (7/23/2018 Terminated)

Ohio

Registered Investment Advisory firm - (7/23/2018 Terminated)

Texas

Registered Investment Advisory firm - (7/23/2018 Terminated)

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Contact information

Main Address

4200 Regent Street, Suite 200, Columbus, OH 43219

Mailing Address

Phone number

(614) 944-5210

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV2A (3/11/2025)

Regulatory assets under management

Total Number of Accounts	978
AUM (Assets Under Management)	$ 297,132,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Linda M. Cash

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Linda Mae Cash's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

HICKS CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/6/1999

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 31

Date: 12/11/2003

Series 7

Date: 6/3/1999

Series 10

Date: 8/23/2001

Series 9

Date: 6/25/2001

FINRA

Current Firm

HICKS CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HICKS CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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