Angela A. Pinkerton

HOLLAND ADVISORY SERVICES

ORMOND BEACH, FL 32174

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CRD#: 2489091

Professional summary

Angela Ann Pinkerton, CFP®, ChFC®, who also goes by Angel Ann Pinkerton, Angela Ann Roy, is a registered financial advisor currently at HOLLAND ADVISORY SERVICES, INC. located in Ormond Beach, Florida.

Angela is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Angela has worked at 3 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Angel Ann Pinkerton | Angela Ann Roy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RENTAL PROPERTY, INVESTMENT RELATED, ORMOND BEACH, FL, OWNER, START DATE 10/2008, 1 HOUR PER MONTH/0 DURING TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Angela Ann Pinkerton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

ChFC^®

Chartered Financial Consultant

Experience

Current

July 21, 2010 - Present

HOLLAND ADVISORY SERVICES, INC.

Office #1: 700 W. Granada Blvd., Ormond Beach, FL 32174

RIA

CRD#: 136302

ORMOND BEACH, FL

Past

October 1, 2000 - January 21, 2010

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ORMOND BEACH, FL

Past

October 6, 1999 - October 1, 2000

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Past

June 14, 1994 - March 16, 1999

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HOLLAND ADVISORY SERVICES, INC.

CRD#: 136302 / SEC#: 801-110617

RIA

Registered Investment Advisory firm - (6/12/2017 Approved)

Florida

Registered Investment Advisory firm - (6/27/2017 Terminated)

Michigan

Registered Investment Advisory firm - (5/9/2013 Terminated)

Texas

Registered Investment Advisory firm - (6/27/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/21/2010)

IAR

Texas
(9/23/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/12/2010

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/15/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/30/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/13/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

HOLLAND ADVISORY SERVICES, INC.

CRD#: 136302 / SEC#: 801-110617

RIA

Registered Investment Advisory firm - (6/12/2017 Approved)

Florida

Registered Investment Advisory firm - (6/27/2017 Terminated)

Michigan

Registered Investment Advisory firm - (5/9/2013 Terminated)

Texas

Registered Investment Advisory firm - (6/27/2017 Terminated)

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Contact information

Main Address

700 West Granada Boulevard, Ormond Beach, FL 32174-9036

Mailing Address

Phone number

(386) 671-7526

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE (6/18/2025)

Regulatory assets under management

Total Number of Accounts	1,024
AUM (Assets Under Management)	$ 263,528,675

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/24/2025	Cover Page	Report
03/04/2024	Cover Page	Report
09/22/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Angela A. Pinkerton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Angela Ann Pinkerton's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION BROKERAGE SERVICES, INC.

FIRST UNION BROKERAGE SERVICES, INC.

Primary Firm SEC Registration

HOLLAND ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/12/2010

Series 63

Date: 6/15/1994

Series 7

Date: 6/30/2009

Series 6

Date: 6/13/1994

Current Firm

HOLLAND ADVISORY SERVICES, INC.

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

HOLLAND ADVISORY SERVICES, INC.

TRUST BUT VERIFY

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