SH
Steven E. Hamant
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Winchester, VA 22601
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CRD#: 2487744
SH
Professional summary
Steven Edward Hamant, CFP® is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Winchester, Virginia and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Glen Allen, Virginia.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Steven has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
What are your service offerings?
Inheritance
Investment Planning
Long-term Care
Retirement Income Management
Comprehensive Financial Planni...
Estate Planning
Insurance Planning
Retirement Planning
Debt Management
What is your minimum asset requirement?
100K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DEEP RUN FINANCIAL, 4461 COX RD, STE 101, GLEN ALLEN, VA, NOTARY, 09/03/02, NIR, 1 HR/YR- 0/TRADING HR. 2) DEEP RUN FINANCIAL, 4461 COX RD, STE 101, GLEN ALLEN, VA, DBA, PRESIDENT, 01/01/05, NIR, 0/HR YR- 0/TRADING HR. 3) INTEGRITY FINANCIAL, 4429 BONNEY RD, STE 450, VIRGINIA BEACH, VA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 01/01/15, NIR, 10 HR/YR- 1/TRADING HR. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-8 hr/mo-80/TRADING. 04/16/21 -IAR THAT MANAGES CLIENT ASSETS OR PREPARES FINANCIAL PLANS FOR A FEE. OBA FORM SUBMITTED ON FINANCIAL PROFESSIONAL 'S BEHALF, BY CIR HOME OFFICE. TIME SPENT AND INCOME ARE ESTIMATED. 5) FINRA ARBITRATOR, 4461 Cox Rd., Suite 101, Glen Allen VA 23060, United States, 07/01/2023, Finra Arbitrator, Arbitration, NIR, 2 HR/MO - 0 HR/MO TRADING 6) NOTARY, 4461 Cox Rd., Suite 101, Glen Allen VA 23060, United States, 06/22/2023, Notary, NIR, 1 HR/MO - 1 HR/MO TRADING 7. RIVER CITY FINANCIAL, 4050 Innslake Dr., Suite 110, Glen Allen VA 23060, United States, 05/01/2024, Vice President, Owner/Partner of a Business Entity, NIR, 40 HR/MO - 40 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Steven Edward Hamant's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
April 16, 2021 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 2971 Valley Ave. Suite 101, Winchester, VA 22601Office #2: 4050 Innslake Dr. Suite 110, Glen Allen, VA 23060RIA
CRD#: 134139
Winchester, VA
Current
April 16, 2021 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 4050 Innslake Dr. Suite 110, Glen Allen, VA 23060Office #2: 2971 Valley Ave. Ste. 101, Winchester, VA 22601BD
CRD#: 39543
Glen Allen, VA
Past
December 23, 2014 - April 19, 2021
OSAIC FS, INC.
RIA
CRD#: 3870
GLEN ALLEN, VA
Past
December 23, 2014 - April 19, 2021
OSAIC FS, INC.
BD
CRD#: 3870
GLEN ALLEN, VA
Past
June 25, 2004 - December 31, 2014
LPL FINANCIAL LLC
RIA
CRD#: 6413
GLEN ALLEN, VA
Past
June 25, 2004 - December 31, 2014
LPL FINANCIAL LLC
BD
CRD#: 6413
GLEN ALLEN, VA
Past
March 7, 2003 - July 8, 2004
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
RICHMOND, VA
Past
April 20, 2001 - July 8, 2004
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Past
January 25, 1999 - April 24, 2001
JOSEPHTHAL & CO., INC.
BD
CRD#: 3227
NEW YORK, NY
Past
August 5, 1998 - December 23, 1998
BRANCH, CABELL & CO., INC.
BD
CRD#: 6820
RICHMOND, VA
Past
February 17, 1995 - August 26, 1998
H.J. MEYERS & CO., INC.
BD
CRD#: 15609
ROCHESTER, NY
Past
July 1, 1994 - February 3, 1995
DMG SECURITIES, INC.
BD
CRD#: 15480
GREAT FALLS, VA
Past
May 9, 1994 - July 6, 1994
F.N. WOLF & CO., INC.
BD
CRD#: 13051
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/3/2025)
RR
Kentucky(8/21/2024)
RR
Maryland(10/25/2023)
RR
Massachusetts(2/13/2023)
RR
Michigan(8/4/2021)
RR
New Jersey(4/16/2021)
RR
North Carolina(4/16/2021)
RR
Ohio(4/16/2021)
RR
South Carolina(4/16/2021)
RR
Virginia(4/16/2021)
IAR
Virginia(4/16/2021)
RR
West Virginia(4/16/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Winchester, VA 22601TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
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