Christopher James Mcguigan
Professional Summary
Christopher James Mcguigan, who also goes by Christopher J Mcguigan, Christopher Mcguigan, is a registered financial advisor currently at BLUEFIN CAPITAL MANAGEMENT, LLC located in New York, New York and CCM SECURITIES, LLC located in New York, New York. Christopher is registered as a RR (Registered Representative) and started their career in finance in 1994. Christopher has worked at 6 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 3, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Christopher J Mcguigan, Christopher Mcguigan
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
32 years in the financial services industry
Current & Past Employments
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Current Firm
CCM SECURITIES, LLC | TURNING POINT SECURITIES, LLC
Contact Information
Main Address
440 S. Lasalle Street Suite 900, Chicago, IL 60605Mailing Address
440 S. Lasalle Street Suite 900, Chicago, IL 60605Phone Number
(312) 577-5602Established
Illinois since 05/12/2000Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/8/2015)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Mar 2000SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Christopher James Mcguigan's CRS (Customer Relationship Summary).
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