Brendan W. Lake
Professional summary
Brendan William Lake, who also goes by Brendan W Lake, is a registered financial professional currently at VIGILANT DISTRIBUTORS, LLC located in West Conshohocken, Pennsylvania.
Brendan is registered as a RR (Registered Representative) and started their career in finance in 1994. Brendan has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brendan William Lake's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 28, 2021 - Present
VIGILANT DISTRIBUTORS, LLC
Office #1: 300 Barr Harbor Drive Suite 260, West Conshohocken, PA 19428October 9, 2018 - January 4, 2021
FNEX CAPITAL, LLC
January 19, 2017 - October 4, 2018
CV BROKERAGE, INC
April 18, 2013 - December 31, 2016
SOURCE CAPITAL GROUP, INC.
March 2, 2012 - April 18, 2013
MID-MARKET SECURITIES, LLC
February 22, 2011 - September 20, 2011
ALLIED BEACON PARTNERS, INC.
November 9, 2010 - December 31, 2020
PPB ADVISORS, LLC
October 17, 2008 - February 22, 2011
AMERICAN BEACON PARTNERS, INC.
June 27, 2007 - July 17, 2008
FORESIDE DISTRIBUTION SOLUTIONS, LLC
May 10, 2006 - June 22, 2007
THOMASLLOYD CAPITAL LLC
June 25, 2002 - July 30, 2005
HIMCO DISTRIBUTION SERVICES COMPANY
July 18, 1994 - July 7, 2000
GLOBAL ATLANTIC DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/29/2021)
Exams
FINRA
Current Firm
VIGILANT DISTRIBUTORS, LLC
CRD#: 285573 / SEC#: , 8-69854
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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