Robert R. Moore

INTERACTIVE BROKERS

West Palm Beach, FL 33401

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CRD#: 2485706

Professional summary

Robert R Moore, who also goes by Robert Russell Moore, Robert Moore, is a registered financial professional currently at INTERACTIVE BROKERS CORP. located in West Palm Beach, Florida.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1994. Robert has worked at 8 firms and has passed the Series 66, Series 63, Series 65, Series 3, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Robert Russell Moore | Robert Moore

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert R Moore's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 12, 2018 - Present

INTERACTIVE BROKERS CORP.

Office #1: Phillips Point East Tower 777 S. Flagler Drive Suite 1001, West Palm Beach, FL 33401

CRD#: 117942

West Palm Beach, FL

Past

November 28, 2016 - April 2, 2018

ARVEST WEALTH MANAGEMENT

RIA

CRD#: 42057

FT SMITH, AR

Past

October 24, 2016 - April 2, 2018

ARVEST WEALTH MANAGEMENT

CRD#: 42057

FT SMITH, AR

Past

May 10, 2013 - January 5, 2015

TCFG WEALTH MANAGEMENT, LLC

CRD#: 164153

NEW YORK, NY

Past

September 28, 2005 - July 18, 2008

INTERACTIVE BROKERS LLC

CRD#: 36418

CHICAGO, IL

Past

July 22, 2003 - November 18, 2004

SEBOLD CAPITAL MANAGEMENT, INC

RIA

CRD#: 122941

NAPERVILLE, IL

Past

November 20, 1996 - March 2, 1998

BA INVESTMENT SERVICES, INC.

CRD#: 12965

OAKLAND, CA

Past

October 3, 1996 - November 20, 1996

CONTINENTAL BROKERAGE SERVICES INC.

CRD#: 17098

Past

October 4, 1994 - October 4, 1996

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/7/2019)

Alaska
(1/7/2019)

Arizona
(1/7/2019)

Arkansas
(1/7/2019)

California
(1/7/2019)

Colorado
(1/7/2019)

Connecticut
(1/7/2019)

Delaware
(1/7/2019)

District of Columbia
(1/7/2019)

Florida
(1/7/2019)

Georgia
(1/7/2019)

Hawaii
(1/7/2019)

Idaho
(1/7/2019)

Illinois
(1/7/2019)

Indiana
(1/7/2019)

Iowa
(1/7/2019)

Kansas
(1/7/2019)

Kentucky
(1/7/2019)

Louisiana
(1/7/2019)

Maine
(1/7/2019)

Maryland
(1/7/2019)

Massachusetts
(1/7/2019)

Michigan
(1/7/2019)

Minnesota
(1/7/2019)

Mississippi
(1/7/2019)

Missouri
(1/7/2019)

Montana
(1/7/2019)

Nebraska
(1/7/2019)

Nevada
(1/7/2019)

New Hampshire
(1/7/2019)

New Jersey
(1/7/2019)

New Mexico
(1/7/2019)

New York
(1/7/2019)

North Carolina
(1/7/2019)

North Dakota
(1/7/2019)

Ohio
(1/7/2019)

Oklahoma
(1/7/2019)

Oregon
(1/7/2019)

Pennsylvania
(1/7/2019)

Puerto Rico
(1/7/2019)

Rhode Island
(1/7/2019)

South Carolina
(1/7/2019)

South Dakota
(1/7/2019)

Tennessee
(1/7/2019)

Texas
(1/7/2019)

Utah
(1/7/2019)

Vermont
(1/7/2019)

Virgin Islands
(1/7/2019)

Virginia
(1/7/2019)

Washington
(1/7/2019)

West Virginia
(1/7/2019)

Wisconsin
(1/7/2019)

Wyoming
(1/7/2019)

Exams

State Security Law Exam

IAR

Series 66

Date: 11/28/2016

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/24/2013

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/4/1995

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 3

Date: 5/28/2021

National Commodity Futures Examination

General Industry/Product Exam

SIE

Date: 4/2/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/9/2013

General Securities Representative Examination

SRO Registrations

Cboe C2 Exchange, Inc.

SRO Registrations

Cboe Exchange, Inc.

SRO Registrations

FINRA

Current Firm

INTERACTIVE BROKERS CORP.

CONIFER FUTURE TRADE, LLC | INTERACTIVE BROKERS CORP. | FUTURETRADE SECURITIES, LLC | FUTURETRADE SECURITIES CORP.

CRD#: 117942 / SEC#: , 8-53615

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

Pickwick Plaza, Greenwich, CT 06830

Mailing Address

Two Pickwick Plaza, Greenwich, CT 06830

Phone number

(203) 618-5700

Established

Delaware since 01/16/2009

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
IB EXCHANGE CORP.	OWNER
BRODY, PAUL JONATHAN	SECRETARY, PRINCIPAL OPERATIONS OFFICER	1722066
GALIK, MILAN	CEO	2204066
GELMAN, JONATHAN MICHAEL	CCO AND ROSFP	5440103
MENICUCCI, JAMES	PRINCIPAL FINANCIAL OFFICER	6590173
SANDERS, STEVEN JAY	EXECUTIVE VICE PRESIDENT SALES AND MARKETING	2812548

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert R. Moore

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert R Moore's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARVEST WEALTH MANAGEMENT

ARVEST WEALTH MANAGEMENT

TCFG WEALTH MANAGEMENT, LLC

INTERACTIVE BROKERS LLC

SEBOLD CAPITAL MANAGEMENT, INC

BA INVESTMENT SERVICES, INC.

CONTINENTAL BROKERAGE SERVICES INC.

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/28/2016

Series 63

Date: 5/24/2013

Series 65

Date: 1/4/1995

Series 3

Date: 5/28/2021

SIE

Date: 4/2/2018

Series 7

Date: 5/9/2013

Cboe C2 Exchange, Inc.

Cboe Exchange, Inc.

FINRA

Current Firm

INTERACTIVE BROKERS CORP.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

INTERACTIVE BROKERS CORP.

TRUST BUT VERIFY

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