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Find, Compare and Monitor Financial Advisors at INTERACTIVE BROKERS CORP.

CRD#: 117942
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

INTERACTIVE BROKERS CORP. is located at Pickwick Plaza, Greenwich, CT 06830 and was first established at Boston, Delaware in 01/16/2009. After operating for 17 years, INTERACTIVE BROKERS CORP. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of INTERACTIVE BROKERS CORP.’s clients are individuals and 0% of their clients are high net worth individuals. INTERACTIVE BROKERS CORP. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at INTERACTIVE BROKERS CORP. are registered to handle securities or provide financial advice. The firm has 3 disclosures, 3 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access INTERACTIVE BROKERS CORP.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at INTERACTIVE BROKERS CORP.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for INTERACTIVE BROKERS CORP. Comes From

Understanding the Statistics for INTERACTIVE BROKERS CORP. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
3

FIRM INFORMATION

Main Address
Pickwick Plaza, Greenwich, CT 06830
Mailing Address
Two Pickwick Plaza, Greenwich, CT 06830
Firm Size
Small
Phone Number
(203) 618-5700
Established
Delaware since 01/16/2009
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
IB EXCHANGE CORP.OWNER
BRODY, PAUL JONATHANSECRETARY, PRINCIPAL OPERATIONS OFFICER1722066
GALIK, MILANCEO2204066
GELMAN, JONATHAN MICHAELCCO AND ROSFP5440103
MENICUCCI, JAMESPRINCIPAL FINANCIAL OFFICER6590173
SANDERS, STEVEN JAYEXECUTIVE VICE PRESIDENT SALES AND MARKETING2812548

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Advisor's working at INTERACTIVE BROKERS CORP.

TW

Timothy Michael Watts

Timothy M Watts
RR
CRD#: 1334435
Location:
Chicago, IL 60604
Company:
INTERACTIVE BROKERS CORP.
Disclosures:
Experience:
14 years
View Profile
JS

John Seeberg

RR
CRD#: 1566946
Location:
Greenwich, CT 06830
Company:
INTERACTIVE BROKERS CORP.
Disclosures:
Experience:
39 years
View Profile
SS

Steven Sosnick

RR
CRD#: 1666801
Location:
Greenwich, CT 06830
Company:
IBKR SECURITIES SERVICES LLC
Disclosures:
Experience:
38 years
View Profile
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