Michael M. Zelvin

HEROLD & LANTERN INVESTMENTS

Melville, NY 11747

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CRD#: 2483706

Professional summary

Michael Mark Zelvin, who also goes by Michael M. Zelvin, is a registered financial professional currently at HEROLD & LANTERN INVESTMENTS, INC. located in Melville, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1994. Michael has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Michael M. Zelvin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Mark Zelvin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 18, 2024 - Present

HEROLD & LANTERN INVESTMENTS, INC.

Office #1: 35 Pinelawn Road Suite 101e, Melville, NY 11747

CRD#: 30996

Melville, NY

Past

October 28, 2015 - October 24, 2024

WESTERN INTERNATIONAL SECURITIES, INC.

CRD#: 39262

Massapequa, NY

Past

August 27, 1997 - October 30, 2015

BRILL SECURITIES, INC.

CRD#: 18565

RYEBROOK, NY

Past

October 19, 1994 - September 9, 1997

GILFORD SECURITIES INCORPORATED

CRD#: 8076

NEW YORK, NY

Past

September 12, 1994 - October 21, 1994

PRIME CHARTER LTD.

CRD#: 25668

NEW YORK, NY

Past

June 29, 1994 - September 23, 1994

FIRST CAMBRIDGE SECURITIES CORPORATION

CRD#: 21846

NEW YORK, NY

Past

June 7, 1994 - June 29, 1994

TUSCANY EQUITY MANAGEMENT CORPORATI0N

CRD#: 20016

DEERFIELD BEACH, FL

Past

May 31, 1994 - June 9, 1994

J. GREGORY & COMPANY, INC.

CRD#: 14892

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(10/18/2024)

California
(10/18/2024)

Connecticut
(10/18/2024)

Florida
(10/18/2024)

Illinois
(10/18/2024)

Massachusetts
(10/18/2024)

Minnesota
(10/18/2024)

Mississippi
(10/18/2024)

New Jersey
(10/18/2024)

New York
(10/18/2024)

Washington
(10/18/2024)

Wisconsin
(10/18/2024)

Exams

State Security Law Exam

Series 63

Date: 5/23/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/18/1994

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

HEROLD & LANTERN INVESTMENTS, INC.

HEROLD & LANTERN INVESTMENTS, INC. | LANTERN INVESTMENTS, INC.

CRD#: 30996 / SEC#: , 8-45285

Broker-Dealer Firm Regulated by FINRA (Long Island district office)

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Contact information

Main Address

35 Pinelawn Road Suite 101e, Melville, NY 11747

Mailing Address

35 Pinelawn Road Suite 101e, Melville, NY 11747

Phone number

(631) 454-2000

Established

Delaware since 08/28/1992

Firm type

Corporation

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
PERCHERON ASSET MANAGEMENT GROUP, INC.	OWNER
HEROLD, LAWRENCE STEPHEN	CHIEF OPERATING OFFICER/FINOP	870531
LANTON, KEITH MICHAEL	PRESIDENT	1703378
SHEFTEL, WENDY DIANE	CHIEF COMPLIANCE OFFICER	2300282

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael M. Zelvin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Mark Zelvin's CRS (Customer Relationship Summary).

Certified licenses

Experience

WESTERN INTERNATIONAL SECURITIES, INC.

BRILL SECURITIES, INC.

GILFORD SECURITIES INCORPORATED

PRIME CHARTER LTD.

FIRST CAMBRIDGE SECURITIES CORPORATION

TUSCANY EQUITY MANAGEMENT CORPORATI0N

J. GREGORY & COMPANY, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/23/1994

SIE

Date: 10/1/2018

Series 7

Date: 5/18/1994

FINRA

Current Firm

HEROLD & LANTERN INVESTMENTS, INC.

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

HEROLD & LANTERN INVESTMENTS, INC.

TRUST BUT VERIFY

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