John A. Hauck
Professional summary
John Allen Hauck JR, CIMA®, who also goes by John Allen Hauck, John Hauck Jr, is a registered financial professional currently at VAN ECK SECURITIES CORPORATION located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1996. John has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Allen Hauck JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 21, 2021 - Present
VAN ECK SECURITIES CORPORATION
Office #1: 666 Third Avenue 9th Floor, New York, NY 10017-4033November 4, 2014 - September 2, 2021
NUVEEN ASSET MANAGEMENT, LLC
August 5, 2014 - September 2, 2021
NUVEEN SECURITIES, LLC
September 9, 2011 - July 14, 2014
FUNDS DISTRIBUTOR, LLC
September 17, 2009 - August 31, 2011
MUTUAL TRUST COMPANY OF AMERICA SECURITIES
April 4, 2008 - September 9, 2009
GUARDIAN INVESTOR SERVICES LLC
March 22, 1996 - February 25, 2008
MFS FUND DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
VAN ECK SECURITIES CORPORATION
CRD#: 2269 / SEC#: , 8-4618
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VAN ECK ASSOCIATES CORPORATION | 100% OWNER & PARENT | |
| GOZZILLO, FRANCESCO MICHAEL | CHIEF COMPLIANCE OFFICER | 2099916 |
| RAPPAPORT, LEE ROBERT | VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER, OPERATIONS PRINCIPAL (FINOP) AND DIRECTOR | 4682842 |
| SIMON, JONATHAN RICH | SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY AND DIRECTOR | 5313394 |
| VANECK, JAN FREDERICK | PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR | 1695680 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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