Bryan Toma
Professional summary
Bryan Toma, CIMA®, who also goes by Bryan Kenneth Toma, is a registered financial professional currently at STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC located in New York, New York.
Bryan is registered as a RR (Registered Representative) and started their career in finance in 1994. Bryan has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bryan Toma's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 18, 2022 - Present
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
Office #1: 601 Lexington Ave 29th Floor, New York, NY 10022September 13, 2019 - December 22, 2021
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
December 13, 2017 - August 27, 2019
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
September 30, 2013 - November 21, 2017
BLACKROCK FUND ADVISORS
January 3, 2012 - November 21, 2017
BLACKROCK INVESTMENTS, LLC
March 2, 2011 - December 31, 2011
BLACKROCK FUND DISTRIBUTION COMPANY
January 1, 2007 - January 3, 2011
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
January 1, 2002 - February 28, 2005
OFI PRIVATE INVESTMENTS INC
January 16, 2001 - July 14, 2005
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
November 10, 1998 - December 6, 2000
FIDELITY DISTRIBUTORS COMPANY LLC
March 30, 1998 - August 19, 1998
ENTERPRISE FUND DISTRIBUTORS, INC.
May 24, 1994 - February 20, 1998
INVESCO DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
CRD#: 30107 / SEC#: , 8-44744
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE STREET GLOBAL ADVISORS, INC. | PARENT CORPORATION | |
| ALBERICI, MARK F | DIRECTOR | 3223458 |
| AMOA, APEAWUSU K | DIRECTOR | 7711546 |
| BONDS MAZZA, ALLISON HATHHORN | PRESIDENT AND DIRECTOR | 4439495 |
| CORBETT, TIMOTHY PAUL | DIRECTOR | |
| FERRARELLI, JAMES | DIRECTOR | 6961735 |
| LAPORTA, JEANNE MARIE | DIRECTOR & CHAIRWOMAN | 5946908 |
| TENORIO, EDITHA V | CHIEF FINANCIAL OFFICER | 6755490 |
| TRABUCCO, MARK RUSSELL | CHIEF COMPLIANCE OFFICER | 4856280 |
| TUCKER, JOHN A | DIRECTOR | 7000761 |
Disclosures
| Regulatory Event | 17 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
