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CRD#: 30107
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC is located at One Congress Street, Boston, MA 02114 and was first established at Boston, Delaware in 03/01/2002. After operating for 24 years, STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC’s clients are individuals and 0% of their clients are high net worth individuals. STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC are registered to handle securities or provide financial advice. The firm has 17 disclosures, 17 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC Comes From

Understanding the Statistics for STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
17

FIRM INFORMATION

Main Address
One Congress Street, Boston, MA 02114
Mailing Address
One Congress Street, Boston, MA 02114
Firm Size
Medium
Phone Number
(617) 664-3619
Established
Delaware since 03/01/2002
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
STATE STREET GLOBAL ADVISORS, INC.PARENT CORPORATION
ALBERICI, MARK FDIRECTOR3223458
AMOA, APEAWUSU KDIRECTOR7711546
BONDS MAZZA, ALLISON HATHHORNPRESIDENT AND DIRECTOR4439495
CORBETT, TIMOTHY PAULDIRECTOR
FERRARELLI, JAMESDIRECTOR6961735
LAPORTA, JEANNE MARIEDIRECTOR & CHAIRWOMAN5946908
TENORIO, EDITHA VCHIEF FINANCIAL OFFICER6755490
TRABUCCO, MARK RUSSELLCHIEF COMPLIANCE OFFICER4856280
TUCKER, JOHN ADIRECTOR7000761

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Advisor's working at STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

VI

Vincent Joseph Indovina

Vincent J Indovina
RR
CRD#: 7915267
Location:
Scottsdale, AZ 85254
Company:
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
Disclosures:
Experience:
1 year
View Profile
BH

Brittany Ellen Harbert

RR
CRD#: 6377420
Location:
New York, NY 10172
Company:
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
Disclosures:
Experience:
11 years
View Profile
JB

Jacqueline M Bouchie

RR
CRD#: 6377423
Location:
Boston, MA 02114
Company:
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
Disclosures:
Experience:
11 years
View Profile
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